Advisor at Norris Wealth Management, LLC
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Firm
Norris Wealth Management, LLC
Location
Phoenix, AZ
Credentials
CFP®, Series 63, Series 66
Industry experience
23 years
Alan Norris is a CFP® professional with 23 years of industry experience. He has led Norris Wealth Management, LLC since 2011. The firm advises sponsors and participants of qualified retirement plans, providing financial planning and investment advisory services to individuals and certain business entities. Norris Wealth Management accepts specified fiduciary roles, offers pension consulting and participant education, and typically implements strategies through third-party money managers and institutional funds with ongoing monitoring and reviews.
Based on Norris Wealth Management, LLC
Based on Norris Wealth Management, LLC
Financial planning flat fee of $1,850 for up to 15 hours; additional planning time billed at $165 per hour
Less than $1,000,000 - $1,000,000: 0.65% annually (0.1625% quarterly) $1,000,000 - $4,000,000: 0.50% annually (0.125% quarterly) $4,000,000+: 0.45% annually (0.1125% quarterly)
$165 - $195 per hour for consulting services
Account minimum: No minimum for profit sharing 401(k) plans and other qualified retirement plans; minimum annual fee of $1,250 for advisory services to employer sponsored qualified retirement plans; minimum initial investment amount for participation in third-party money manager programs varies by each third-party manager and is not controlled by NWM. Minimum fee: Minimum annual fee of $1,250 for advisory services to employer sponsored qualified retirement plans Fee-only: Fee-only investment advisory and financial planning; no commissions or finder's fees accepted
Phoenix, AZ
Arizona · Texas
Norris Wealth Management, LLC
2011 - Present (15 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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