Advisor at Nbc Securities, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Nbc Securities, Inc.
Location
Ste. Genevieve, MO 63670
Credentials
Series 66
Industry experience
4 years
Based on Nbc Securities, Inc.
Financial Planning flat fees negotiated per client (part of financial planning fee structure)
Commissions received on sale of other financial products such as insurance and variable insurance products
Hourly charges reported in SEC Form ADV Part 1 (specific hourly rates not stated in brochure)
Performance-based fees offered for qualified clients, negotiated individually
Account minimum: $5,000 to $100,000 (varies by program and manager) Minimum fee: Minimum Program Fees may be applied per Account and vary by IA Program (specific amounts not stated) Fee-only: Financial Planning fees negotiated per client, typically ranging from $100 to $10,000
710 Park Wood Drive
Ste. Genevieve, MO 63670
Florida · Kansas · Missouri · Pennsylvania
First State Financial Management
2021 - Present (5 years)
Missouri State University
2020 - 2021 (1 year)
ATMS
2020 - 2020 (1 year)
Renaissance Financial
2020 - 2020 (1 year)
Missouri State University
2019 - 2020 (1 year)
First State Community Bank
2019 - 2019 (1 year)
Missouri State University
2018 - 2019 (1 year)
First State Community Bank
2018 - 2018 (1 year)
Missouri State University Student
2018 - 2018 (1 year)
Mister Car Wash
2017 - 2018 (1 year)
Missouri State University
2016 - 2017 (1 year)
Ste. Genevieve Golf Course
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 66
Ste Genevieve, MO
Edward Jones
Series 66
Ste. Genevieve, MO
Cetera
Series 66
Ste. Genevieve, MO
Cetera
Series 63, Series 65
Ste Genevieve, MO
Commonwealth Financial Network
Series 63, Series 65
Ste. Genevieve, MO
Cetera
Series 66
Chester, IL
Edward Jones
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