Advisor at Harmony Asset Management LLC
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Firm
Harmony Asset Management LLC
Location
Mc Kinney, TX 75070
Credentials
CFP®, Series 66
Industry experience
12 years
Monica Kaufman is a CFP® with 12 years of industry experience, currently serving at Harmony Asset Management LLC since 2020. Her prior roles include positions at The Ayco Company, Mercer Allied, Morgan Stanley Private Bank, and Morgan Stanley Smith Barney. In addition to her advisory work, she is involved in tax advisory through Morley Consulting. Harmony Asset Management provides discretionary portfolio management and financial planning primarily for individual and high-net-worth investors, as well as mission-based organizations. The firm employs a long-term, risk-averse investment approach that combines fundamental analysis with proprietary technical models, managing client portfolios with a focus on high-conviction positions and generally avoiding leverage.
Based on Harmony Asset Management LLC
Based on Harmony Asset Management LLC
Financial planning one-time fees starting at $5,000; Harmony Wealth Academy programs range from $97 to $5,000
$0 - $500,000: 2.00% $501,001 - $1,000,000: 1.75% $1,000,001 - $3,000,000: 1.65% Above $3,000,000+: Negotiable
Certain advisory professionals receive commissions for insurance product sales
Additional financial planning work charged at $300/hour
Harmony Wealth Academy program fees ranging from $97 to $5,000 per program
Account minimum: $500,000 Fee-only: Financial planning fees typically start at $5,000 (one-time negotiated fee); additional hourly work charged at $300/hour
300 E. Davis Street, #136
Mc Kinney, TX 75070
Texas
Harmony Asset Management LLC
2020 - Present (6 years)
The Ayco Company, L.P./Mercer Allied
2019 - 2020 (1 year)
Morgan Stanley Private Bank, N.A.
2018 - 2019 (1 year)
Morgan Stanley Smith Barney LLC
2018 - 2019 (1 year)
Altissimi, LLC
2017 - 2018 (1 year)
Edward Jones
2017 - 2017 (1 year)
Unemployed
2016 - 2017 (1 year)
Hillford Consulting, LLC
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Verified by Warmer
Series 63, Series 66
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