Michael Moller
Advisor at DSM Financial L.L.C.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at DSM Financial L.L.C.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Urbandale, IA 50322
Credentials
Series 63, Series 65
Industry experience
38 years
Michael Moller is the principal of DSM Financial L.L.C. in Urbandale, IA, holding Series 63 and Series 65 licenses with 38 years of industry experience. His career includes roles at several firms and operating his own sole proprietorship since 1984. In addition to advisory services, he maintains an active life insurance agency, writing term and whole life insurance policies. DSM Financial serves approximately 200 client relationships, primarily high-net-worth individuals, plan sponsors, and business entities. The firm provides financial planning, educational seminars, and retirement-plan consulting, referring clients to third-party investment managers while acting as a liaison and offering non-discretionary ERISA services for retirement plans.
Based on DSM Financial L.L.C.
Financial planning services charged a flat fee of $200; $6.25 monthly flat fee for non-managed accounts.
$0+: Up to 0.35% annually for ETF Only Accounts (ChangePath platform fee) $0+: Up to 0.75% annually for UMA Integrated Accounts (ChangePath platform fee) $0+: Up to 1.75% annually total advisory fee charged by ChangePath, with 1.00% paid to DSM $0+: Up to 1.5% annually maximum fee charged by Steele Capital Management, fee is negotiable and paid quarterly in advance $0+: Up to 1% annually for ERISA Plan Services, fee is negotiable and may be charged as a percentage of Included Assets and/or flat fee, billed monthly or quarterly in arrears or in advance
Account minimum: Account minimums are determined by the Third Party Managers (TPMs) DSM refers its Clients to and are not explicitly stated in the brochure. Minimum fee: Financial planning services charged a flat fee of $200; Non-managed accounts charged $6.25 flat fee per month. Fee-only: Financial planning flat fee of $200; seminars and workshops offered at no charge.
3309 109 Th Street
Urbandale, IA 50322
Iowa · Kansas
DSM Financial L.L.C.
2019 - Present (7 years)
Change Path LLC
2017 - 2019 (2 years)
Summit Brokerage Services, Inc.
2016 - 2017 (1 year)
Summit Financial Group Inc.
2016 - 2017 (1 year)
VSR Advisory Services
2009 - 2016 (7 years)
VSR Financial Services, Inc.
2009 - 2016 (7 years)
DSM Financial L.L.C.
2004 - Present (22 years)
Michael C. Moller, Sole Proprietor
1984 - Present (42 years)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
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Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
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