Advisor at Leigh Baldwin & Co., LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Wolcott, NY 14590
Credentials
Series 65, Series 66
Industry experience
25 years
Michael Douglass is an investment advisor with FSP Advisors, Inc., holding Series 65 and Series 66 licenses and bringing 25 years of industry experience. His prior roles include positions at Leigh Baldwin & Co., LLC, Davie Kaplan, CPA, P.C., and several affiliated firms dating back to 2001. In addition to his advisory work, he owns and operates a CPA firm. FSP Advisors, Inc. is a small team managing approximately $32.6 million for around 233 clients, offering portfolio management, modular financial planning, and pension consulting services. The firm provides both discretionary and non-discretionary management, emphasizes client suitability, and integrates third-party manager referrals and participant education into its service model.
Based on Leigh Baldwin & Co., LLC
$0 - $250,000: 1.55% $250,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.25% $1,000,001+: 1.00%
Hybrid LBA Accounts may incur stock commissions and other fees in conjunction with management fees; additional transaction-based commissions and ticket charges apply in non-wrap fee programs.
Hourly fees available for financial planning and consulting services (specific rates not stated).
Altruist One platform monthly fee is absorbed by the firm; clients do not pay additional fees. Altruist One platform fee to the firm is approximately 0.12% of assets under management.
Account minimum: $50,000 Minimum fee: FMAX Program minimum annual fees range from $50 to $350 depending on the program type (e.g., $50 for Select Fund Strategist Portfolios, $350 for Unified Managed Accounts). Fee-only: Stand-alone comprehensive financial planning fees generally start at $4,000 annually; hourly financial planning fees also available (specific hourly rates not stated).
12032 Main Street
Wolcott, NY 14590
New York
FSP Advisors, Inc.
2021 - Present (5 years)
Leigh Baldwin & CO., LLC
2019 - Present (7 years)
Davie Kaplan, CPA, P.C.
2007 - 2019 (12 years)
1ST Global Advisors, Inc.
2007 - 2019 (12 years)
1 St Global Insurance Services
2004 - 2019 (15 years)
DKCB Financial Advisors, LLC
2001 - 2019 (18 years)
Davie Kaplan Wealth Care Advisors, LLC
2001 - 2019 (18 years)
1st Global Capital Corp
2001 - 2019 (18 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Newark, NY
O'Haver Wealth Management, LLC
Joseph O'Haver is the principal of O'Haver Wealth Management, LLC in Newark, NY, with 18 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Sagepoint Financial, Inc. and IBN Financial Services, Inc. in addition to his own firms. Outside of investment advisory, he operates O'Haver Financial, LLC, providing tax preparation, payroll processing, and insurance sales services. O'Haver Wealth Management, LLC offers portfolio management and financial planning to individuals, high-net-worth clients, charitable organizations, and corporate entities. The firm uses client-specific Investment Policy Statements and a combination of charting, fundamental, quantitative, and technical analysis to tailor asset allocation and security selection, focusing on mutual funds, fixed income, ETFs, annuities, and private placements.
Series 66
Wolcott, NY
LPL Financial
Ryan Brophy is a financial advisor with LPL Financial, holding a Series 66 designation and four years of industry experience. He has worked at LPL Financial and The Lyons National Bank since 2021, with prior roles at Citizens Bank, Oldham-Gryska Agency, Northwestern Mutual, and Alfred State College. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, banks, charities, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team and a large network of investment adviser representatives.
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