Advisor at Prosperity Capital Advisors
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Prosperity Capital Advisors
Location
Ottumwa, IA 52501
Credentials
Series 66
Industry experience
14 years
Fixed fees for financial planning and consulting services ranging from $500 to $50,000; seminar fees range from $0 to $250.
$0 - $499,999: 0.60% $500,000 - $999,999: 0.50% $1,000,000 - $1,999,999: 0.40% $2,000,000 - $4,999,999: 0.35% $5,000,000+: 0.30%
Certain supervised persons may offer insurance products or engage in securities transactions under commission arrangements through unaffiliated entities.
Hourly financial planning and consulting fees from $100 to $750 per hour.
Account minimum: $150 minimum annual investment management fee Minimum fee: $150 minimum annual investment management fee Fee-only: Financial planning, consulting, and other services charged at hourly rates from $100 to $750 per hour, fixed fees from $500 to $50,000, and subscription-based fees; fees are negotiable.
C2P Capital Advisory Group, LLC dba Prosperity Capital Advisors
2025 - Present (1 year)
Spc
2016 - 2025 (9 years)
Sigma Financial corporation
2016 - 2025 (9 years)
Vsr Advisory Services
2012 - 2016 (4 years)
Vsr Financial Services, Inc
2011 - 2016 (5 years)
Financial Partners, Inc. (d.b.a. for advisory business)
2010 - Present (16 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65, Series 66
Ottumwa, IA
Edward Jones
Series 66
Ottumwa, IA
Edward Jones
CFP®, Series 66
Ottumwa, IA
Edward Jones
CFP®, Series 66
Ottumwa, IA
Edward Jones
Series 66
Ottumwa, IA
Primerica Advisors
CFP®, Series 66
Ottumwa, IA
Prosperity Capital Advisors
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