Advisor at Vertical Wealth Management
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Vertical Wealth Management
Location
Williamsburg, VA
Credentials
Series 63, Series 65
Industry experience
15 years
Mark Shelby is the principal advisor at Vertical Wealth Management in Williamsburg, VA, holding Series 63 and Series 65 licenses with 15 years of industry experience. His career includes roles at Radius Tax, LLC and AAG Capital, Inc., alongside operating as a sole proprietor offering investment-related services since 2006. He is also active as a licensed insurance agent and provides coaching and training for new investment advisors. Vertical Wealth Management serves individual and high-net-worth clients, as well as pension and profit-sharing plans, through discretionary asset management using third-party managers. The firm focuses on selecting and monitoring external model portfolios and offers comprehensive financial planning, fee-based insurance consulting, and ERISA 3(21) retirement plan advisory services.
Based on Vertical Wealth Management
Based on Vertical Wealth Management
Financial planning fees range from $500 to $25,000
$0 - $2,000,000: 2.00% Over $2,000,000+: 1.50%
External compensation from sales of investment-related products such as insurance; commissions received by Managing Member Mark Shelby
Account minimum: $50,000 Fee-only: Fixed fees for financial planning between $500 and $25,000
Williamsburg, VA
Louisiana · Texas · Virginia
Radius Tax, LLC
2025 - Present (1 year)
AAG Capital, Inc.
2021 - 2024 (3 years)
Lumos Networks
2016 - 2018 (2 years)
VERTICAL INVESTMENTS, LLC dba Vertical Wealth Management
2011 - Present (15 years)
VERTICAL INVESTMENTS, LLC dba Vertical Wealth Management
2010 - Present (16 years)
Mark Shelby, Sole Proprietor
2006 - Present (20 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Williamsburg, VA
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B Hive Financial, LLC
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Histor Investing, LLC
CFP®, Series 63
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Ultimate Retirement Products, Inc.
Series 65
Williamsburg, VA
Dominguez Wealth Management Solutions, Inc.
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