Mark Rosenfeld
Advisor at LPL Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Eureka, MT
Credentials
PFS™, Series 63, Series 65
Industry experience
29 years
About
Mark Rosenfeld is a financial advisor with LPL Financial, holding the PFS™ designation along with Series 63 and Series 65 licenses. He has 29 years of industry experience, including 19 years at Next Financial Group Inc. Outside of his advisory role, Rosenfeld operates a CPA practice focused on investment-related activities. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a range of investment solutions supported by an in-house research team, delivering both strategic and tactical portfolio options through a large network of investment adviser representatives.
Client services
Based on LPL Financial
Financial planning
Portfolio management
Educational seminars or workshops
Consulting and other non-discretionary advisory services
Consulting and other non-discretionary advisory services
Expertise
Based on LPL Financial
Wealth management
Retirement plans for business owners (SEP, solo 401k)
College savings (529s, UTMA, etc.)
Tax-loss harvesting
Fee options
Financial planning and consulting services may be charged a flat fee as negotiated.
Brokerage services include commissions, markups, markdowns, and transaction charges; commissions may apply to mutual funds, variable annuities, and other products.
Financial planning hourly fees up to $500 per hour.
Fee-only: Financial planning fees typically range up to $15,000, or up to $500 per hour; fees are negotiated and may be flat or hourly.
Location
Eureka, MT
Most active in
Mark R has reported serving >5 clients in these states in the last 12 months.
Arizona · Montana · Nevada · Texas
Work history
LPL Financial
2025 - Present (1 year)
Next Financial Group Inc
2006 - 2025 (19 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
Ernest R
Series 63, Series 66
Eureka, MT
EDR Investment Advisors, LLC
Ernest Roo is a financial advisor at EDR Investment Advisors, LLC in Eureka, Montana, with 18 years of industry experience. He holds Series 63 and Series 66 licenses and has been with EDR Investment Advisors since 2013. Roo is also the owner of EDR Financial, an insurance agency in Kalispell, Montana, where he focuses on employee benefit packages and individual insurance products. EDR Investment Advisors primarily serves individual clients with portfolio management, financial planning, and consulting services. The firm employs a range of investment strategies across mutual funds, ETFs, equities, and fixed income, and may use unaffiliated sub-advisers while maintaining client relationships and suitability oversight.
Barbara S
CFP®, Series 63, Series 65
Rexford, MT
Creative Planning
Barbara Schelhorn is a CFP® professional with 24 years of industry experience. She has worked at Creative Planning since 2021 and previously spent 18 years with Harris Investor Services LLC. Creative Planning provides investment advisory and financial planning services to a diverse client base including individuals, corporations, foundations, trusts, and retirement plans. The firm employs a financial planning–led investment approach that emphasizes low-cost indexing and buy-and-hold strategies, supported by a large advisory team and centralized investment infrastructure.
Judith S
Series 63, Series 65
Fortine, MT
Cetera
Judith Seaman is a financial advisor at Cetera with 35 years of industry experience. She holds Series 63 and Series 65 credentials and has operated Judy Seaman Investment Services since 2001. Her prior experience includes Investors Capital Corporation from 2001 to 2016. She is also involved as an agent in fixed insurance products, including life, annuities, and long-term care. Cetera Investment Advisers serves a diverse client base including individual, high-net-worth, institutional, and retirement-plan clients through a network of over 6,800 independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, utilizing both advisor-managed and firm-sponsored investment solutions.
Bruce B
Series 63, Series 65
Eureka, MT
Morgan Stanley
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")