Mark Gaffney
Advisor at Gulfstream Capital
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Gulfstream Capital
Location
Nederland, CO
Credentials
Series 63, Series 65
Industry experience
16 years
About
Mark Gaffney is a financial advisor at Gulfstream Capital with 16 years of industry experience. He holds Series 63 and Series 65 licenses and has worked at Gulfstream Capital since 2019. In addition to his advisory role, Gaffney has been a self-employed financial writer since 2015, focusing on investing, hedge funds, and SEC filings analysis. He is also the owner of Gaffney Capital Management, an independent investment advisory firm that currently has minimal business activity. Gulfstream Capital is a boutique registered investment adviser serving affluent families, high-net-worth individuals, businesses, and endowments. The firm uses a team-driven approach combining fundamental and quantitative analysis to create diversified asset allocations and manages private funds while providing various financial and consulting services.
Client services
Based on Gulfstream Capital
Financial planning
Portfolio management
Educational seminars or workshops
Expertise
Based on Gulfstream Capital
Private / alternative investments
Real estate investing
Active portfolio management
Wealth management
Fee options
2% flat fee daily average balance for F-4 Strategy; negotiated monthly fees for Personal CFO services; project fees vary
$0 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.00% $2,000,001 - $5,000,000: 0.75% $5,000,001 - $10,000,000: 0.70% $10,000,001 - $25,000,000: 0.50% $25,000,001 - $50,000,000: 0.30% $50,000,001 - $100,000,000: 0.25% $100,000,001+: 0.20%
$75.00 - $500.00 per hour depending on personnel
20% of profits quarterly for qualified clients on F-4 Strategy and certain private funds
Monthly fees for Personal CFO services, negotiated on a case-by-case basis
Account minimum: $1,000,000
Location
Nederland, CO
Most active in
Mark G has reported serving >5 clients in these states in the last 12 months.
Colorado
Work history
Gulfstream Capital, LLC
2019 - Present (7 years)
Gaffney Capital Management
2018 - Present (8 years)
Self Employed Journalist
2015 - Present (11 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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