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Lisa Bauer

Advisor at Cetera

Updated today

Location

Moultrie, GA

Credentials

Series 66

Industry experience

22 years

About

Lisa Bauer is a financial advisor with Cetera, holding a Series 66 designation and 22 years of industry experience. She has worked at Cetera and affiliated firms since 2015, including roles at First Allied Advisory Services and Ridge Capital Management. Outside of advising, she is also active as a real estate agent with Coldwell Banker Platinum Partners. Cetera Investment Advisers serves a wide range of clients, including individuals, high-net-worth, institutional, and retirement-plan clients, through a network of over 6,800 independent advisors. The firm offers portfolio management, financial planning, retirement solutions, and access to third-party money managers, combining retirement and fiduciary capabilities with a broad institutional platform.

Client services

Based on Cetera

Financial planning Portfolio management Pension consulting Selection of other advisers Educational seminars or workshops

Expertise

Based on Cetera

Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy

Occupation focus

Based on Cetera

Founder/Business Owner Executive Retired

Demographic focus

Based on Cetera

HENRY (High Earners, Not Rich Yet) Approaching retirement

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Fee options

Fixed

Flat fees for financial planning and consulting negotiated with client

Percentage

$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)

Project-based

Hourly consulting and financial planning rates negotiated with client

Other

Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case

Location

Moultrie, GA

Most active in

Georgia

Work history

Cetera ADVISORS LLC

2022 - Present (4 years)

First Allied Advisory Services

2020 - 2020 (1 year)

Cetera

2020 - Present (6 years)

Ridge Capital Management, Llc.

2017 - Present (9 years)

First Allied Securities, Inc.

2015 - 2022 (7 years)

First Allied Advisory Services, INC.

2015 - 2020 (5 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Moultrie, GA

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Annuities College savings (529s, UTMA, etc.) Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive
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Moultrie, GA

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Annuities College savings (529s, UTMA, etc.) Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Founder/Business Owner Executive

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Moultrie, GA

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Retirement income strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Business ownership considerations Military & Veterans Founder/Business Owner

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Series 66

Moultrie, GA

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Retirement plans for business owners (SEP, solo 401k) Business ownership considerations Business Financial Management General retirement planning Wealth management Founder/Business Owner
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William G

Series 63, Series 65

Moultrie, GA

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ESG / Sustainable investing Tax-loss harvesting Income planning
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