Advisor at J.P. Morgan Securities
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Fort Bragg, CA 95437
Credentials
Series 66
Industry experience
11 years
Kyle Broin is a Series 66 licensed financial advisor at J.P. Morgan Securities with 11 years of industry experience. He has worked at Bank of America/Merrill Lynch from 2015 to 2024 and joined J.P. Morgan Securities and JPMorgan Chase Bank, N.A. in 2024. J.P. Morgan Securities LLC provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with brokerage, distribution, and investment management capabilities.
Based on J.P. Morgan Securities
$25 million - $50 million: 0.30% annually $50 million - $100 million: 0.25% annually $100 million - $250 million: 0.20% annually $250 million+: Negotiable
Account minimum: $25 million
120 E. Alder Street
Fort Bragg, CA 95437
California · Texas
JPMorgan Chase BAnk, N.A.
2024 - Present (2 years)
J.P. Morgan Securities
2024 - Present (2 years)
Bank Of America, N.A./Merrill Lynch
2015 - 2024 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Series 65
Fort Bragg, CA
Spiritus Financial Planning
Mark Zaifman is the sole advisor at Spiritus Financial Planning in Fort Bragg, CA, holding a Series 65 designation with 19 years of industry experience. He has worked at Talent Acquisition Group, Inc., doing business as Spiritus Financial Planning, since 2003. Spiritus Financial Planning serves individual and high-net-worth clients as well as small business owners, providing personalized financial planning and discretionary investment management. The firm uses fundamental, technical, and cyclical analysis to construct portfolios and operates on a fee-only basis without selling commission products.
Series 66
Fort Bragg, CA
Golden State Wealth Management, LLC
Kyle Fairall is a financial advisor with Redwood Investment Group, Inc., holding a Series 66 designation and bringing 11 years of industry experience. His work history includes roles at Golden State Asset Management and Golden State Wealth Management. Outside of his advisory work, he is involved in agricultural activities through Fairall Ranch. Redwood Investment Group, Inc. provides discretionary portfolio management and financial planning services to individuals, trusts, pension and profit sharing plans, and business clients. The firm employs a range of investment strategies and analytical methods, managing approximately $176 million in assets.
Series 66
Fort Bragg, CA
Edward Jones
Series 63, Series 65
Ft. Bragg, CA
LPL Financial
Kathleen Erickson is a financial advisor at LPL Financial with 38 years of industry experience. She holds the Series 63 and Series 65 designations and has been with LPL Financial since 1997. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers various investment solutions supported by an in-house research team and a large network of investment adviser representatives.
Series 66
Mendocino, CA
Edward Jones
Series 66
Fort Bragg, CA
Edward Jones
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