Advisor at Swad Wealth Management LLC
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Firm
Swad Wealth Management LLC
Location
Santa Rosa, CA 95401
Credentials
CFP®, Series 63, Series 65
Industry experience
14 years
Kevin Swad is a CFP® professional with 14 years of industry experience, currently serving as the sole advisor at Swad Wealth Management LLC in Santa Rosa, CA. He previously worked at Charles Schwab & Co., Inc. and Charles Schwab Bank, SSB, holding various roles from 2013 to 2022. Outside of financial advising, he is involved in real estate property management in Indianapolis. Swad Wealth Management provides financial planning, investment management, and ERISA services to individuals, trusts, estates, charitable organizations, and business entities. The firm manages approximately $61.9 million across about 36 client relationships, employing a mix of fundamental and quantitative analysis through discretionary model portfolios and custom allocations.
Based on Swad Wealth Management LLC
Financial Planning Only Service monthly flat fee: $800/month; one-time flat fees for project-based financial planning range $2,000-$20,000
$0 - $3,000,000: 1.00% annually $3,000,000.01 - $5,000,000: 0.75% annually $5,000,000.01 - $15,000,000: 0.50% annually $15,000,000.01+: 0.25% annually
Hourly rate for project-based financial planning: $500/hour
Account minimum: $20,000 per year minimum fee for investment management services (no minimum account size) Minimum fee: $20,000 per year minimum fee for investment management services Fee-only: Financial Planning Only Service offered as $800/month flat fee; also project-based one-time engagements at $500/hour or flat fees ranging from $2,000 to $20,000
100 Stony Point Rd, Suite 244
Santa Rosa, CA 95401
California
Swad Wealth Management, LLC
2022 - Present (4 years)
Charles Schwab
2021 - 2022 (1 year)
Charles Schwab
2014 - 2021 (7 years)
Charles Schwab bank, SSB
2013 - 2022 (9 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 65
Santa Rosa, CA
Trusted Path Wealth Management, LLC
CFP®, Series 66
Rohnert Park, CA
Northbay Advisors
CFP®, Series 63
Healdsburg, CA
Gemmer, Robert Arden
Series 63, Series 66
Windsor, CA
Integritas Semper, LLC
Series 65
Santa Rosa, CA
Janian Investment Advisers, LLC
Series 63, Series 65
Santa Rosa, CA
Berson Money Management
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