Joshua Heims
Advisor at Cetera
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Cetera
Location
Williamsville, NY 14221
Credentials
Series 65, Series 66
Industry experience
22 years
About
Joshua Heims is a financial advisor with Cetera, holding Series 65 and Series 66 licenses and bringing 22 years of industry experience. His prior roles include positions at BearingStone Wealth, Avantax, Sagepoint Financial, and Lincoln Sparrow Advisors. He also serves as President and Commissioner of the Clarence Girls Softball League, a nonprofit focused on youth softball. Cetera Investment Advisers serves a diverse client base, including individuals, high-net-worth clients, institutions, and retirement plans, through a large network of independent advisors. The firm offers a range of portfolio management, financial planning, and fiduciary services, utilizing both advisor-managed and model portfolio approaches.
Client services
Based on Cetera
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Cetera
Wealth management
Tax-loss harvesting
Retirement plans for business owners (SEP, solo 401k)
Charitable giving & philanthropy
Fee options
Flat fees for financial planning and consulting negotiated with client
$0 - $250,000: Up to 2.75% $250,001 - $500,000: Up to 2.50% $500,001 - $750,000: Up to 2.00% $750,001 - $1,000,000: Up to 1.75% $1,000,001 - $2,000,000: Up to 1.50% $2,000,001 - $5,000,000: Up to 1.25% $5,000,001+: As low as 0.75% (varies by program)
Hourly consulting and financial planning rates negotiated with client
Account minimum: $5,000 Minimum fee: Minimum program fees ranging from $99 to $199 annually depending on program Fee-only: Flat or hourly fees for financial planning and consulting services, negotiated case-by-case
Location
5920 Main Street
Williamsville, NY 14221
Most active in
Joshua H has reported serving >5 clients in these states in the last 12 months.
New York
Work history
Cetera Wealth Services, LLC
2025 - Present (1 year)
Cetera
2025 - Present (1 year)
BearingStone Wealth, Inc.
2024 - Present (2 years)
Avantax Insurance Agency, LLC
2023 - 2025 (2 years)
Avantax Advisory Services
2023 - 2025 (2 years)
Avantax Investment Services Inc.
2023 - 2025 (2 years)
OSAIC
2023 - 2023 (1 year)
Sagepoint Financial, Inc.
2018 - 2023 (5 years)
Lincoln Sparrow Advisors, LLC
2013 - 2023 (10 years)
Lincoln Sparrow Advisors, LLC
2013 - Present (13 years)
UNITED PLANNERS' FINANCIAL SERVICES of AMERICA a Limited Partner
2011 - 2018 (7 years)
Pro Medicus Wealth Management, LLC
2009 - 2018 (9 years)
The Heims Co., Inc.
2006 - Present (20 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
David H
Series 65
Clarence Center, NY
Cornell Capital Management
Scott M
CFP®, Series 66
Williamsville, NY
Cambridge Advisors, LLC
Timothy M
Series 63, Series 65
Williamsville, NY
Timothy C. Minneci
Matthew M
Series 65
Buffalo, NY
Ibis Capital Management, LLC
Thomas G
Series 65
Kenmore, NY
Glenn Asset Management
Gordon S
Series 65
Buffalo, NY
EWM Advisory
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