Advisor at Mai Capital Management, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Mai Capital Management, LLC
Location
San Ramon, CA 94583
Credentials
Series 63, Series 65
Industry experience
20 years
Joseph Mclean is a financial advisor with MAI Capital Management, LLC, holding Series 63 and Series 65 licenses and bringing 20 years of industry experience. Prior to joining MAI Capital Management in 2022, he worked at Intersect Capital Insurance Services, LLC and INTERSECT CAPITAL LLC (formerly Financial Horizons Wealth Building). He serves as Treasurer of the Gordon Family Giving Foundation, a charitable organization. MAI Capital Management provides discretionary and non-discretionary investment and wealth management services to individuals, families, family offices, sports professionals, and a range of institutional clients. The firm employs a multi-strategy investment platform that includes internally managed portfolios, ETF implementations, option strategies, private investments, and partnerships with sub-advisers and third-party managers.
Based on Mai Capital Management, LLC
Based on Mai Capital Management, LLC
Annual retainer fees for financial planning, tax, bill-pay, and other wealth management services, negotiated per client
$0 - $5,000,000: 1.00% annually $5,000,001 - $10,000,000: 0.90% annually $10,000,001+: 0.80% annually
Hourly charges reported in SEC Part 1, but specific hourly rates not clearly stated in brochure
Performance-based fees charged for certain private funds as detailed in Item 6 - Performance-Based Fees and Side-By-Side Management
Account minimum: $500,000
12657 Alcosta Blvd, Suite 400
San Ramon, CA 94583
California
MAI Capital Management LLC
2022 - Present (4 years)
Intersect Capital Insurance Services, LLC
2015 - 2022 (7 years)
INTERSECT CAPITAL LLC fka Financial Horizons Wealth Building
2014 - 2022 (8 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Is not active or affiliated with:
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
CFP®, CFA®
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Dave's experience in investment management and financial planning uniquely position him to serve as his client's independent trusted advisor - a personal chief financial officer that can discreetly navigate the tides affecting your financial life. Professional highlights include portfolio management on Union Bank municipal investment team which earned recognition as the best in the industry by Barron's in 2008 and 2009; lead investment management responsibility at a $300M financial planning firm; and working with amazing entrepreneurs, executives, and families. David's education includes a Chartered Financial Analyst (CFA) designation, a Certified Financial Planning (CFP) designation, and a U.C. Berkeley bachelor's degree where he conducted a study on evidenced based investment management with Haas Professor of Investments David Distad. David launched PFM to continue building upon his vision of complete personal financial management: discreet and unwavering focus on how expert financial management can help a client achieve her goals. From setting and achieving goals, to preparing you for all of life's contingencies and investing for your future - David helps his client's understand what they should be doing, and then helps them get it done.
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