Advisor at Capitol Securities Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Capitol Securities Management, Inc.
Location
Meriden, CT 06450
Credentials
Series 63, Series 65
Industry experience
14 years
Joseph Markim is a financial advisor with Capitol Securities Management, Inc. He holds Series 63 and Series 65 designations and has 14 years of industry experience. His prior roles include positions at Raymond James Financial Services and Santander Securities. Capitol Securities Management serves individuals, including high-net-worth clients, as well as corporate, charitable, and trustee clients. The firm offers brokerage and investment advisory services alongside financial planning, pension consulting, insurance products, and educational seminars, managing assets through various programs and third-party managers.
Based on Capitol Securities Management, Inc.
Based on Capitol Securities Management, Inc.
Fixed fees for single, one-time financial plans (amount depends on scope and expertise); pension consulting fees may be flat fees typically ranging from $1,000 to $125,000 per year; Portfolio Analysis and Review (PAR) fee is a one-time charge between 0.00% and 0.75%.
Commission-based variable annuities and brokerage services are offered through affiliated broker-dealer Capitol Securities Management, Inc.
Financial planning hourly fees generally range from $150 to $500 per hour; consulting fees generally range from $150 to $500 per hour
1501 East Main Street, Suite 101
Meriden, CT 06450
Connecticut
Capitol Securities Management, Inc
2026 - Present (1 year)
Capitol Securities Management
2021 - 2026 (5 years)
Unemployed
2020 - 2021 (1 year)
Liberty Bank
2016 - 2020 (4 years)
Raymond James Financial Services Advisors INC.
2016 - 2020 (4 years)
Raymond james Financial Services, Inc.
2016 - 2020 (4 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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