Advisor at Rock Financial Planning
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Firm
Rock Financial Planning
Location
Arvada, CO
Credentials
CFP®, Series 63, Series 66
Industry experience
10 years
Joseph Brady is a CFP® professional with nine years of experience in financial services. He is the sole advisor at Rock Financial Planning, an independent firm he has been with since 2019. His prior experience includes roles at Transitions Wealth Management, Centennial State Financial, and Fidelity Brokerage Services. Rock Financial Planning provides discretionary investment management and various financial planning services to individuals, high-net-worth clients, and small businesses. The firm focuses on individualized investment policy statements and primarily uses passive portfolios with index mutual funds and ETFs, conducting quarterly account reviews and managing client relationships through custodian statements and trade confirmations.
Based on Rock Financial Planning
Fixed fee for project based financial planning ranging from $1,000 to $14,000, negotiable; ongoing financial planning with upfront fee up to $3,000 and monthly fees $150-$1,500
$0 - $1,000,000: 1.00% $1,000,001+: 0.75%
$325.00 per hour, negotiable
Account minimum: $100,000 Fee-only: Fixed fees ranging from $1,000 to $14,000 for project based financial planning; ongoing planning fees $150 to $1,500 per month plus upfront fee up to $3,000; hourly rate $325 per hour.
Arvada, CO
Colorado
Rock Financial Planning LLC
2019 - Present (7 years)
Transitions Wealth Management
2018 - 2019 (1 year)
Centennial State Financial
2017 - 2018 (1 year)
Fidelity Brokerage Services LLC
2016 - 2017 (1 year)
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Is not active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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