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Jon Goshay

Advisor at Caldwell Sutter Capital, Inc.

Updated today
Caldwell Sutter Capital, Inc. logo

Firm

Caldwell Sutter Capital, Inc.

Location

Sausalito, CA 94965-3324

Credentials

Series 66

Industry experience

1 year

About

Jon Goshay is a financial advisor at Caldwell Sutter Capital, Inc. with one year of industry experience. He holds a Series 66 designation and has previously worked in real estate and technology ventures. Outside of finance, he composes and produces music and has signed with a label to distribute his work. Caldwell Sutter Capital primarily serves high-net-worth individuals, families, and related entities, offering portfolio management and financial planning with a bottom-up, fundamental value investment approach. The firm manages approximately $606 million for a mid-sized client base supported by five advisors.

Client services

Based on Caldwell Sutter Capital, Inc.

Financial planning Portfolio management

Expertise

Based on Caldwell Sutter Capital, Inc.

Retirement income strategy Charitable giving & philanthropy Business succession planning Concentrated stock management

Occupation focus

Based on Caldwell Sutter Capital, Inc.

Founder/Business Owner Executive

Fee options

Percentage

$0+: 0.5% for fixed income securities including Treasuries, corporate bonds, municipal bonds, government securities, and limited partnerships/private funds managed by others $0+: 1.0% for ETFs and closed end funds $0+: 1.5% for individually researched equities

Commissions

Commissions earned by registered representatives for securities transactions and insurance product sales, separate from advisory fees.

Other

Account minimum: $250,000 typical (no hard minimum)

Location

30 Liberty Ship Way #3225

Sausalito, CA 94965-3324

Most active in

California

Work history

Caldwell Sutter Capital, Inc.

2024 - Present (2 years)

Unemployed

2023 - 2024 (1 year)

StepStone Realty

2023 - 2023 (1 year)

Unemployed

2022 - 2023 (1 year)

New Western

2022 - 2022 (1 year)

Unemployed

2021 - 2022 (1 year)

Good Green Technology, LLC

2019 - 2021 (2 years)

Cetera Investment Services LLC

2019 - 2019 (1 year)

Foresters Financial Services, Inc.

2019 - 2019 (1 year)

RC Special Events

2018 - 2018 (1 year)

Ross Recreation

2017 - 2017 (1 year)

Full Time Education - University of Colorado at Boulder

2016 - 2020 (4 years)

Full Time Education - Redwood High School

2012 - 2016 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Gary L

Series 63, Series 65

San Francisco, CA

Leonard Jr., Gary A.

Options & derivatives strategies Active portfolio management
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Lydia I

Series 65

Oakland, CA

FM Capital Group

Private / alternative investments Founder/Business Owner
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Shailesh P

Series 66

San Francisco, CA

Patel Capital Management

Tax-loss harvesting ESG / Sustainable investing

Maureen R

CFP®

San Francisco, CA

BridgeLane Financial

It is a myth that you need to be ultra-wealthy in order to live a life with impact. You can start living well and making an impact in your communities right HERE and right NOW. At Bridgelane Financial, our goals are to assist you in developing a financial plan to live out a life that reflects your values. Maureen Recker is CFP®, a philanthropist, a mother of two and a community educator. She graduated with a B.S. from Indiana University and an MBA from Duke University. Maureen started her career in corporate finance and institution banking. After taking some time off to raise two children, she re-entered into a career in financial planning to work with clients in a more intimate and personal level. Clients’ satisfaction gives her gratification and encourages her to further her professional development and personal growth.

Charitable giving tax strategies Charitable giving & philanthropy Founder/Business Owner Executive Work/Life Balance Gen X (Born 1965-1980)

Carmetta J

CFP®

San Francisco, CA

Joyner Financial Planning LLC

As a Certified Financial Planner®, my goal is to help you take charge of your finances without the lecture—just practical advice. My approach provides the tools and know-how to handle your money like a pro—no spreadsheets required (unless you’re into that sort of thing). You’ll walk away making confident financial decisions without second-guessing yourself. You’ll get a custom financial plan made just for you by a CFP® professional—but we don’t just hand it over and wish you luck. We’ll help you actually put it into action, so it doesn’t just gather digital dust.

Cash flow / budgeting College savings (529s, UTMA, etc.) Retirement withdrawal strategies African Americans/Black Young Professionals Sandwich Generation Gen Y/Millennials (Born 1980-1995)
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Michael P

CFP®, Series 65

San Francisco, CA

Agile Financial Planning, LLC

College savings (529s, UTMA, etc.) General retirement planning General tax planning Wealth management Real estate investing Founder/Business Owner
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