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Jon Floyd

Advisor at Ausdal Financial Partners, Inc.

Updated today

Location

Chipley, FL 32428

Credentials

Series 63, Series 65

Industry experience

37 years

About

Jon Floyd is a financial advisor with Ausdal Financial Partners, Inc., holding Series 63 and Series 65 credentials and bringing 37 years of industry experience. His prior roles include positions at American Portfolios Financial Services, Inc. and FSC Securities Corporation. Outside of advisory services, he is president of Piney Grove Nursery and Landscaping, a tree farm and landscaping business, and vice-president/owner of 81 South, a general store in Chipley, FL. Ausdal Financial Partners is an SEC-registered investment adviser and FINRA-member broker-dealer serving individual, trust, corporate, pension plan, and charitable organization clients. The firm offers a range of investment advisory programs and financial planning services, combining both advisory and brokerage/insurance activities.

Client services

Based on Ausdal Financial Partners, Inc.

Financial planning Portfolio management Selection of other advisers Advice on uma platforms

Expertise

Based on Ausdal Financial Partners, Inc.

Retirement plans for business owners (SEP, solo 401k) Business exit / sale strategy

Occupation focus

Based on Ausdal Financial Partners, Inc.

Founder/Business Owner Retired

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Fee options

Fixed

Financial Planning Services fees negotiated case-by-case; maximum prepaid amount $1,200.

Percentage

$0+: Negotiable, maximum annual fee not to exceed 3% All - All: Retirement Plan Advisory Program maximum annual fee 3%, fees may be fixed percentage or tiered, disclosed prior to service

Commissions

Brokerage commissions, asset-based sales charges, service fees such as 12b-1 Fees, insurance commissions on sales of insurance products and annuities, separate from advisory fees.

Project-based

Financial Planning fees may include hourly rates negotiated on a case-by-case basis.

Other

Fee-only: Negotiated asset-based advisory fees, maximum 3% annually, billed monthly or quarterly, can be flat or tiered; Financial Planning fees negotiated per client, cannot exceed $1,200 prepaid more than six months in advance.

Location

1352 N Railroad Avenue

Chipley, FL 32428

Most active in

Florida

Work history

Ausdal Financial Partners, INC

2024 - Present (2 years)

OSAIC

2024 - 2024 (1 year)

American Portfolios Financial Services, Inc.

2017 - 2024 (7 years)

FSC securities corporation

1997 - 2017 (20 years)

Wood Business Products

1988 - 2017 (29 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Gavin T

Series 66

Chipley, FL

Primerica Advisors

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Wealth management Tax-loss harvesting Business exit / sale strategy Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired Self-Employed
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Jason B

Series 63, Series 65

Bonifay, FL

OSAIC

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Annuities Founder/Business Owner Executive Retired
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Series 66

Chipley, FL

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Lorraine Walker is a financial advisor with LPL Financial in Lakeland, FL, holding a Series 66 designation and six years of industry experience. She has been with LPL Financial and Allen & Company since 2019 and previously operated Lorrie Walker Communications for 12 years. Outside of her advisory role, she owns an insurance agency under Lorrie Walker LLC. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, charities, and high-net-worth households. The firm offers various investment solutions supported by an in-house research team, combining large-scale advisory operations with insurance and annuity product sales through an affiliated agency.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Series 66

Bonifay, FL

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Wealth management Tax-loss harvesting Retirement plans for business owners (SEP, solo 401k) Charitable giving & philanthropy Founder/Business Owner Executive Retired HENRY (High Earners, Not Rich Yet) Approaching retirement
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