Ausdal Financial Partners, Inc.

Ausdal Financial Partners is an SEC‑registered investment adviser and FINRA‑member broker‑dealer that manages roughly $2.13 billion in client assets through a network of about 152 advisors and provides investment advisory programs, retirement plan services, and financial planning to individuals (including high‑net‑worth clients), trusts, corporations, pension plans, and charitable organizations. In addition to in‑house advisory programs (Advisor Managed Account, SMA, UMA) and access to third‑party money managers and TAMPs, the firm also facilitates brokerage transactions and the sale of licensed insurance products.

Investment strategies are implemented on both discretionary and non‑discretionary bases and can be delivered as wrap or non‑wrap accounts; portfolios may include mutual funds, ETFs, equities, fixed income, alternative and non‑traded products, with model portfolio, UMA, and SMA options and client‑imposed investment restrictions available. Custodial and execution services are provided primarily through Pershing, Charles Schwab, and Axos, and the firm discloses differences in fee and execution arrangements across those custodians.

What is distinctive about Ausdal relative to many large advisory firms is its dual broker‑dealer and insurance activities and explicit disclosures that it receives commissions and other non‑advisory compensation—such as annuity commissions, sponsor marketing or FundVest/sweep payments, and custodial reimbursements—and that it engages in arrangements like IMO relationships, transition assistance and forgivable loans to newly associated IARs, and affiliated private placements. The brochure notes these revenue sources and affiliated activities as potential conflicts of interest and describes policies and disclosures intended to mitigate those conflicts while continuing to offer both advisory and brokerage/insurance services.