Advisor at NBT Capital Management, Inc.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
NBT Capital Management, Inc.
Location
Elberta, AL 36530
Credentials
Series 65
Industry experience
11 years
John Rice is a financial advisor at NBT Capital Management, Inc. with 11 years of industry experience. He holds a Series 65 designation and has worked at Interserv, LLC since 2011. In addition to his advisory role, he serves as Executive Director of New Business at Dailyaccess Corporation, where he sells recordkeeping and third-party administration services to employee benefit plan sponsors and their advisors. NBT Capital Management, Inc. provides investment management, financial planning, and retirement-plan consulting to individuals, high-net-worth clients, and qualified retirement plans. The firm employs a strategic asset allocation approach called "Core and Explore," combining passive index/ETF core exposures with actively managed allocations, and offers both discretionary and non-discretionary portfolio management along with a digital advisory platform.
Based on NBT Capital Management, Inc.
Based on NBT Capital Management, Inc.
Flat recurring retainer fees and fixed one-time project fees may be charged depending on service
$0 - $1,000,000: 1.00% $1,000,001+: 0.75%
$200 to $250 per hour for consulting services; $50 per hour for clerical support
Account minimum: $50,000 Minimum fee: $500 minimum annual fee when applicable for traditional NBTCM clients; $2,500 minimum annual fee for Cleveland Hauswirth individual clients Fee-only: Financial planning and consulting services may be provided on an hourly basis or fixed fee basis; hourly consulting fees generally $200 to $250 per hour, clerical support $50 per hour, fees may also be negotiated fixed fees
24752 Beachwood Road
Elberta, AL 36530
Alabama
Interserv, Llc
2011 - Present (15 years)
Dailyaccess Corporation
2001 - Present (25 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Gulf Shores, AL
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CFP®, Series 66
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Bridgeworks Asset Management, LLC
Series 63, Series 65
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Grant Financial Group
Series 63, Series 65
Orange Beach, AL
NewSong Capital Management, Inc.
CFP®, Series 63, Series 65
Gulf Shores, AL
Oppenheimer
Series 65
Foley, AL
The BALDWIN GROUP WEALTH ADVISORS, LLC
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