John Duffy
Advisor at Intent Advice, Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Intent Advice, Inc.
Location
Yarmouth, ME 04096-6125
Credentials
Series 63, Series 66
Industry experience
27 years
About
John Duffy is the sole advisor at Intent Advice, Inc. in Yarmouth, ME, holding Series 63 and Series 66 licenses with 27 years of industry experience. His prior roles include positions at Broad Cove Capital, Cribstone Capital Management, and Purshe Kaplan Sterling Investments. Intent Advice, Inc. provides consulting and investment-advisory services to a limited client base including high-net-worth individuals, small businesses, charities, endowments, trusts, and estates. The firm offers written financial plans and ongoing advice tailored to each client’s investment profile, typically reviewing clients quarterly, and operates with a fee structure based on negotiated fixed fees and hourly rates rather than assets under management.
Client services
Based on Intent Advice, Inc.
Financial planning
Investment advice about specific securities investments
Investment advice about specific securities investments
Expertise
Based on Intent Advice, Inc.
General estate planning guidance
Business succession planning
Charitable giving & philanthropy
Fee options
Fixed fees typically negotiated per project, ranging from $1,500 to $25,000
$250 to $400 per hour depending on complexity and urgency
Fixed annual fees for ongoing advice, negotiable and renewable
Fee-only: Fixed fees ranging from $1,500 to $25,000 for financial plans and consulting services; hourly fees from $250 to $400 per hour
Location
106 Lafayette Street, Suite 3, Lower Falls Landing
Yarmouth, ME 04096-6125
Most active in
John D has reported serving >5 clients in these states in the last 12 months.
Maine
Work history
Intent Advice, Inc.
2024 - Present (2 years)
Intent Advice, Inc.
2024 - 2024 (1 year)
Intent Advice, Inc.
2022 - 2023 (1 year)
Intent Advice, Inc.
2022 - 2022 (1 year)
UnEmployed
2021 - 2022 (1 year)
Broad Cove Capital
2019 - 2021 (2 years)
Cribstone Capital Management, Llc
2015 - 2019 (4 years)
Purshe Kaplan Sterling Investments
2015 - 2019 (4 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Portland, ME
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