James Pheney
Advisor at Newedge Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
James Pheney is a financial advisor at NewEdge Advisors with 36 years of industry experience. He holds a Series 63 designation and has worked at firms including Mid Atlantic Financial Management, Mid Atlantic Capital Corporation, and Williams Financial Group. He is also CEO and co-owner of Plum Creek Investment Services Inc., a wealth management firm. NewEdge Advisors serves a diverse client base, including individuals, trusts, pension plans, corporations, and charitable organizations. The firm offers discretionary and non-discretionary portfolio management through a wrap fee program that integrates asset management with financial planning and consulting.
Client services
Based on Newedge Advisors
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Fee options
Flat fees up to $200,000 for financial planning services; business consulting fees negotiable (hourly, project, contingent)
$25,000 - $1,000,000: 2.25% of assets $1,000,001 - $2,000,000: 2.00% of assets Over $2,000,000+: 1.75% of assets $25,000 - $500,000: 2.25% of assets $500,001 - $1,000,000: 2.00% of assets $1,000,001 - $2,000,000: 1.75% of assets Over $2,000,000+: 1.50% of assets First $50,000 - $50,000: 2.50% of assets Next $200,000 - $250,000: 2.25% of assets Next $250,000 - $500,000: 2.00% of assets Next $500,000 - $1,000,000: 1.75% of assets Over $1,000,000+: 1.50% of assets $10,000 - $999,999: 1.75% of assets $1,000,000 - $1,999,999: 1.50% of assets $2,000,000 and over+: 1.25% of assets $100,000 - $1,000,000: 2.75% of assets $1,000,001 - $2,000,000: 2.50% of assets Over $2,000,000+: 2.25% of assets $100,000 - $1,000,000: 2.00% of assets $1,000,001 - $2,000,000: 1.75% of assets Over $2,000,000+: 1.50% of assets $1,000,000 - $25,000,000: 1.00% of assets $25,000,001 - $50,000,000: 0.40% of assets Over $50,000,000+: 0.25% of assets $1 - $50,000: 2.00% of assets $50,001 - $250,000: 1.75% of assets $250,001 - $500,000: 1.50% of assets $500,001 - $1,000,000: 1.25% of assets $1,000,000 and over+: 1.00% of assets
Commissions earned through sales of mutual funds and insurance products by affiliated broker-dealer and registered representatives
$0 to $500 per hour for consulting and planning services
Subscription-based ongoing financial planning fees invoiced monthly, quarterly, or semi-annually
Account minimum: $10,000 Fee-only: Flat fee up to $200,000 for financial planning; hourly fees $0-$500 per hour; subscription-based ongoing fees
Location
Brenham, TX
Most active in
James P has reported serving >5 clients in these states in the last 12 months.
Texas
Work history
NewEdge Advisors, LLC
2021 - Present (5 years)
NewEdge Securities, LLC
2017 - Present (9 years)
Mid Atlantic Financial Management, Inc.
2017 - 2021 (4 years)
Williams Financial Group
2005 - 2017 (12 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Trust company
They provide trust and estate administration services, typically for separate fees.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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