Advisor at James A. Colley, Inc.
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Firm
James A. Colley, Inc.
Location
Lake Placid, FL 33852
Credentials
CFP®
Industry experience
27 years
James Colley is a CFP® professional with 27 years of experience in the financial advisory industry. He has operated his independent firm, James A. Colley, Inc., since 2013 in Lake Placid, Florida. James A. Colley, Inc. offers fee-only investment advisory and financial planning services to individual clients, utilizing mutual funds, individual equities, fixed-income instruments, and ETFs. The firm combines fundamental and technical analysis with asset-allocation tools such as modern portfolio theory and tactical allocation to manage portfolios aligned with clients’ time horizons and risk tolerances.
Based on James A. Colley, Inc.
Financial planning fixed fee not to exceed $5,000 for initial engagement, may be reduced or waived if portfolio managed by firm
$0 - $1,000,000: 0.75% annually (not to exceed) $1,000,001 - $3,000,000: 0.50% annually (not to exceed) $3,000,001+: Negotiable
Up to $250 per hour for financial planning services
Account minimum: $140,000 minimum account value for portfolio management to avoid minimum annual fee Minimum fee: $1,000 minimum annual fee ($250 billed quarterly), may be waived or reduced; applies to accounts under $140,000 Fee-only: Fee-only investment advisor; no commissions earned on investment products
505 W. Interlake Blvd.
Lake Placid, FL 33852
Florida
James A. Colley, Inc.
2013 - Present (13 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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