Advisor at ASSET ALLOCATION STRATEGIES, llc
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Firm
ASSET ALLOCATION STRATEGIES, llc
Location
Fennville, MI
Credentials
Series 63, Series 65
Industry experience
5 years
James Smith is an investment advisor at Asset Allocation Strategies, LLC with four years of industry experience. He holds Series 63 and Series 65 licenses and has worked at GLP Investment Services, LLC and GLP & Associates, LLC. Outside of his advisory work, Smith is a math teacher and coach at Saugatuck Public Schools, a position he has held since 1997. Asset Allocation Strategies, LLC provides investment advisory services to individual retail clients and plan sponsors, managing retirement accounts and offering financial planning support. The firm employs proprietary and third-party model portfolios using quantitative asset-allocation techniques and serves nearly 3,900 clients with approximately $767 million in assets under advisement.
Based on ASSET ALLOCATION STRATEGIES, llc
Based on ASSET ALLOCATION STRATEGIES, llc
Financial planning flat fee ranging from $500 to $15,000, depending on complexity and services; fees are negotiated
Commission-based compensation earned by some representatives as registered representatives for certain securities and insurance products, separate from advisory fees
Up to $350 per hour for advisory or financial planning services
Account minimum: $25,000 initial deposit or $500/month periodic contributions Fee-only: Maximum 2% annually of assets under management, billed quarterly in advance; fees are negotiable and tailored per client
Fennville, MI
Michigan
ASSET ALLOCATION STRATEGIES, llc
2021 - Present (5 years)
GLP Investment Services, LLC
2021 - Present (5 years)
GLP & Associates, LLC
2020 - Present (6 years)
Mermaid
2002 - 2018 (16 years)
Saugatuck Public Schools
1997 - Present (29 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 66
Fennville, MI
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Series 66
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Fairway Investment Group, LLC
Series 63, Series 65
Holland, MI
FIFTH THIRD SECURITIES, Inc.
Series 63, Series 65
Holland, MI
FIFTH THIRD SECURITIES, Inc.
Series 65
Hamilton, MI
Foundations Investment Advisors LLC
ChFC®, Series 63
Holland, MI
Ameriprise
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