James Daniel
Advisor at The Advisory Firm
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
The Advisory Firm
Location
Alpharetta, GA 30004
Credentials
CFP®, Series 66
Industry experience
21 years
About
James Daniel is a CFP® with 21 years of industry experience and has served as the sole advisor at The Advisory Firm in Alpharetta, GA since 2006. He holds the Series 66 designation and focuses on providing integrated financial services. The Advisory Firm offers investment management, financial planning, and tax-preparation services to individuals, high-net-worth clients, trusts, and estates, managing approximately $98 million on a discretionary basis. The firm’s investment approach centers on strategic asset allocation using ETFs, fundamental research, and technical analysis, with discretionary portfolio management under client-approved models.
Client services
Based on The Advisory Firm
Financial planning
Portfolio management
Tax preparation services
Expertise
Based on The Advisory Firm
Retirement income strategy
Social Security optimization
Medicare planning
General tax planning
Options & derivatives strategies
Fee options
Financial planning fees range from $1,500 to $3,500; plan update fees $875 to $1,750; tax preparation fees $875 to $2,500; ongoing plan update and tax prep retainer $2,000 to $5,000
$0 - $1,000,000: 1.00% $1,000,001 - $2,000,000: 0.80% $2,000,001+: 0.60%
Not specifically stated; SEC Form ADV Part 1 reports hourly charges
Account minimum: $400,000
Location
12600 Deerfield Parkway, Suite 100
Alpharetta, GA 30004
Most active in
James D has reported serving >5 clients in these states in the last 12 months.
Georgia
Work history
The Advisory Firm, LLC
2006 - Present (20 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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