Jacob Lewis
Advisor at Equitable Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Equitable Advisors
Location
Pequot Lakes, MN 56472
Credentials
Series 66
Industry experience
15 years
About
Jacob Lewis is a financial advisor with Equitable Advisors in Pequot Lakes, MN. He holds a Series 66 designation and has 15 years of industry experience, including over a decade at Equitable Advisors and Axa Advisors. Outside of his advisory work, he is co-owner of Lewis Family Holdings LLC. Equitable Advisors serves individual investors, retirement plan sponsors, corporations, and charitable organizations by providing financial planning, retirement-plan support, and access to asset management through LPL programs and third-party asset managers. The firm operates a hybrid referral and implementation model and offers both advisory and brokerage/insurance channels to implement client recommendations.
Client services
Based on Equitable Advisors
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Expertise
Based on Equitable Advisors
Equity compensation tax strategy
Business exit / sale strategy
Fee options
Flat fees are charged for some financial planning services, including seminars and corporate planning, but specific amounts are not detailed
$0 - $10,000: Not explicitly stated in provided text $10,000 - $2,000,000: Varies by TAMP and program, specific tiers not detailed in excerpt $50,000+: Specific to Signature Investment Advisors’ program
Commission received when clients purchase investments or insurance products through the broker-dealer or insurance agent affiliates
Hourly charges reported in SEC Form ADV Part 1 but specific rates not provided in brochure excerpt
Account minimum: Varies by program, generally ranging from $10,000 to $2 million for TAMP programs; $50,000 minimum for Signature Investment Advisors, LLC program; some programs have no stated minimum Fee-only: Fee-based financial planning programs and asset management services with fees based on assets under management or negotiated fees for planning
Location
30910 Government Drive
Pequot Lakes, MN 56472
Most active in
Jacob L has reported serving >5 clients in these states in the last 12 months.
Minnesota · Texas
Work history
Equitable Advisors
2010 - Present (16 years)
Axa Advisors, Llc
2010 - 2020 (10 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Is not active or affiliated with:
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Robert F
Series 65
Crosslake, MN
Parsonex Advisory Services, Inc.
Diane R
Series 63
Pequot Lakes, MN
Independent Financial Group, LLC
Steven H
CFP®, ChFC®, Series 63
Pine River, MN
Cetera
Richard K
Series 65, Series 66
Edina, MN
Merrill
Richard Kleber is a Wealth Management Advisor at Merrill Lynch Wealth Management, where he has been serving clients since 1998. He specializes in investment planning and portfolio management, providing both traditional financial advice and discretionary management of personalized or defined strategies. His expertise encompasses a broad range of client focus areas including college education planning, corporate executive services, family wealth management strategies, philanthropic planning, and socially responsible investing. Richard earned a Bachelor's degree in Mathematics from St. Olaf College, where he was active in athletics, participating in basketball and track. He holds several professional designations, including CERTIFIED FINANCIAL PLANNER (CFP), CERTIFIED PLAN FIDUCIARY ADVISOR (CPFA), Chartered Retirement Planning Counselor (CRPC), Personal Investment Advisor (PIA), and Retirement Accredited Financial Advisor (RAFA). Beyond his professional work, he has been involved with Rotary International and serves on the board of the International Hearing Foundation, reflecting his commitment to community service. Residing in Edina, Minnesota, Richard lives with his wife Elizabeth and has three grown children. His personal interests include traveling, golfing, basketball, football, and enjoying cultural activities. He has also contributed to community organizations such as Africa Classroom Connection and the International Hearing Foundation.
Gail B
Series 63, Series 65
Cape Coral, FL
Robert Baird & Co.
Marcy W
Series 66
Nisswa, MN
Edward Jones
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