Advisor at Main Street Investors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Main Street Investors, LLC
Location
Brentwood, TN 37027
Credentials
Series 63, Series 65
Industry experience
5 years
Harold Roe is a financial advisor at Main Street Investors, LLC with five years of industry experience. He holds Series 63 and Series 65 licenses and has worked previously at Hornor, Townsend & Kent LLC and Penn Mutual Life Insurance Company. Outside of advisory work, he is involved in insurance brokerage and conducts financial wellness workshops focused on disability and health products. Main Street Investors provides advisory services to individuals, pension and profit-sharing plans, and charitable organizations. The firm follows a long-term investment approach based on modern portfolio theory and operates primarily on a non-discretionary, co-advisory model, recommending accounts with third-party money managers for investment implementation.
Based on Main Street Investors, LLC
Financial planning fixed fees range from $250 to $2,500.
$0 - $4,000,000: 0.75% $4,000,001+: 0.50%
205 Powell Place, Suite 209
Brentwood, TN 37027
Alabama · Tennessee
Main Street Investors, LLC
2025 - Present (1 year)
Hornor, Townsend, & Kent Llc
2023 - 2024 (1 year)
Penn Mutual Life Insurance Company
2022 - Present (4 years)
Advanced Benefit Concepts
2021 - Present (5 years)
Retired
2016 - 2020 (4 years)
Digital Benefit Advisors
2013 - 2016 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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