Graham Mcdougal
Advisor at Trek Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Trek Financial
Location
Sacramento, CA 95833
Credentials
Series 66
Industry experience
20 years
About
Graham Mcdougal is a financial advisor at Trek Financial with 20 years of industry experience and a Series 66 designation. He has worked at Trek Financial since 2016 and has practiced law as an attorney specializing in trust, estate, and probate issues since 1998. Outside of his advisory and legal work, he coaches a U15 boys lacrosse team with the Sacramento Lacrosse Association. Trek Financial provides advisory services to a diverse client base, including individuals, pension and profit-sharing trusts, foundations, and institutional clients. The firm employs a strategic investment approach that combines ETF-based allocations, quantitative methods, and tax-aware direct indexing, along with access to alternative investment platforms and options-based risk management strategies.
Client services
Based on Trek Financial
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Consulting
Expertise
Based on Trek Financial
Tax-loss harvesting
Options & derivatives strategies
Passive / index investing
Private / alternative investments
Active portfolio management
Fee options
Fixed fees for financial planning ranging $100-$50,000
$0 - $250,000: 1.50% $250,001 - $500,000: 1.50% $500,001 - $1,000,000: 1.50% $1,000,001 - $2,500,000: 1.25% $2,500,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.85% $10,000,001+: 0.70%
Up to $400 per hour for consulting services
Annual retainer fees for financial planning ranging $200-$20,000
Account minimum: $100,000 Fee-only: Financial planning fees: Annual retainer $200-$20,000; Fixed fee $100-$50,000; Hourly up to $400/hour
Location
2500 Venture Oaks Way, Ste. 380
Sacramento, CA 95833
Most active in
Graham M has reported serving >5 clients in these states in the last 12 months.
California
Work history
Trek Financial
2016 - Present (10 years)
Graham B. McDougal Attorney
1998 - Present (28 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Is not active or affiliated with:
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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