Advisor at Prospera Financial Services, inc.
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Firm
Prospera Financial Services, inc.
Location
Bad Axe, MI 48413
Credentials
Series 63, Series 66
Industry experience
28 years
Erik Lundy is a financial advisor with Prospera Financial Services, Inc. He holds Series 63 and Series 66 licenses and has 28 years of industry experience. Prior to joining Prospera in 2021, he worked at Cetera Advisor Networks and Summit Financial Group. Lundy serves as a non-compensated member of the St. Hubert Finance Committee. Prospera Financial Services, Inc. is an enterprise-scale advisory and broker-dealer firm managing approximately $12.4 billion across 207 advisors and 140 offices. The firm serves individuals, corporate and charitable entities, and retirement plans, offering investment advisory and financial planning through various platforms and customizable portfolio solutions.
Based on Prospera Financial Services, inc.
Based on Prospera Financial Services, inc.
Flat fees may apply for financial planning services; specific amounts not disclosed in brochure.
$0+: up to 2.15% annually (Schwab Models max fee) $0+: varies by program and sub-advisor; specific tiers not disclosed in brochure
Commission charges apply for brokerage and insurance services offered separately via affiliated broker-dealer and insurance agency.
Hourly fees may apply for financial planning consultations; specific amounts not disclosed in brochure.
Performance-based fees are reported in SEC Part 1; specific terms not detailed in brochure.
Fee-only: Typically based on percentage of assets under management, wrap fees, or fixed fees for financial planning program.
840 S Van Dyke Rd
Bad Axe, MI 48413
Michigan
Prospera Financial Services Inc
2021 - Present (5 years)
Cetera Advisor Networks Llc
2019 - 2021 (2 years)
Lundy Financial Services d/b/a
2010 - Present (16 years)
Summit Financial Group
2010 - 2021 (11 years)
SUmmit Brokerage Services Inc
2010 - 2019 (9 years)
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Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Is not active or affiliated with:
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Trust company
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Fund sponsor
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Accountant / CPA / tax prep
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Lawyer
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Real estate agent
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Other specialized services
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