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Edward Dempsey Jr.

Advisor at Private Advisor Group, LLC

Updated today

Location

Lake Placid, NY

Credentials

CFP®, Series 63, Series 65

Industry experience

39 years

About

Edward Dempsey Jr. is a CFP® professional affiliated with Private Advisor Group, LLC and holds Series 63 and Series 65 licenses. He has 39 years of industry experience and has worked at Private Advisor Group since 2013 and LPL Financial since 2006. In addition to his advisory roles, he is involved in a separate entity, D&D Wealth Management LLC, which is not investment related. Private Advisor Group, LLC is an SEC-registered advisory firm managing over $41 billion across more than 135,000 client relationships. The firm serves individuals, trusts, estates, charitable organizations, and corporate and retirement plan clients, offering a range of portfolio management and financial planning services through both wrap and non-wrap platforms.

Client services

Based on Private Advisor Group, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops Solicitation/referral

Occupation focus

Based on Private Advisor Group, LLC

Retired Founder/Business Owner

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Fee options

Fixed

Registrant can agree to charge a flat fee for specific services or periods, negotiated with clients.

Percentage

Negotiable up to 2.00% annually

Commissions

Certain IARs are registered representatives of LPL and may receive commissions on securities or insurance products sold; commissions vary.

Project-based

Financial planning and consulting fees generally range from $150 to $400 per hour, negotiable.

Other

Minimum fee: Registrant generally does not require an annual minimum fee or asset level for investment advisory services but can set an annual minimum fee or lesser fee at its discretion. Fee-only: Financial planning and consulting fees negotiable on a fixed fee basis or hourly rate basis, generally ranging from $150 to $400 per hour.

Location

Lake Placid, NY

Most active in

New York · Texas

Work history

Private Advisor Group, LLC

2013 - Present (13 years)

LPL Financial, LLC

2006 - Present (20 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Lake Placid, NY

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