Advisor at Union Capital Company
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Union Capital Company
Location
Tucson, AZ 85712
Credentials
Series 63, Series 65, Series 66
Industry experience
25 years
Edward Carpenter is a financial advisor with Union Capital Company in Tucson, AZ, holding Series 63, 65, and 66 licenses and bringing 25 years of industry experience. His career includes roles at Colonial Life Insurance, Humana, and various financial and insurance-related businesses. He is involved in insurance and fixed annuities through his own businesses, Money Benefit, PLLC and Final Expense Plus, PLLC. Union Capital Company provides portfolio management and advisory services to individuals, trusts, estates, charitable organizations, and corporations. The firm combines SEC-registered investment advisory services with a FINRA-member broker-dealer model, offering both discretionary and non-discretionary portfolio management using modern portfolio theory and a range of investment vehicles.
Based on Union Capital Company
$0 - $5,000,000: 0.60% - 2.00% $5,000,001 - $10,000,000: 0.40% - 1.75% $10,000,000+: Negotiable
Advisory agents may receive commissions, 12b-1 fees, and other compensation from securities and insurance sales.
Account minimum: $25,000
6083 E. Grant Road
Tucson, AZ 85712
Arizona · New Mexico
Colonial Life Insurance Co.
2023 - Present (3 years)
Truck Movers
2023 - Present (3 years)
Humana
2020 - Present (6 years)
Union Capital Company
2017 - Present (9 years)
Farmers Financial Solutions
2017 - 2017 (1 year)
Farmers Insurance
2017 - 2017 (1 year)
Blue Bloodhound
2016 - 2017 (1 year)
Total Benefit Communications
2016 - Present (10 years)
Uber Technologies
2016 - 2020 (4 years)
ProUnlimited/Cigna
2016 - 2020 (4 years)
Lyft, Inc
2016 - 2020 (4 years)
Total Transit, Inc.
2016 - 2017 (1 year)
BBVA Wealth Solutions Inc.
2015 - 2016 (1 year)
BBVA Securities Inc.
2015 - 2016 (1 year)
BBVA Compass Insurance Agency, Inc.
2015 - 2016 (1 year)
Compass Bank
2015 - 2016 (1 year)
BBVA Compass
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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Hi there! I’m Scott, and I help young professionals build wealth wisely while still enjoying their life and their lattes. No, you do not need to give up your $7 coffee drink to be able to retire! In my work with clients, I help answer the following questions (and more): • How much do I need to save to be financially independent (ie, retired)? • Do I have the right investments? • How do I prioritize all the financial things I have going on? • What should I select for my 401K investments? • What do I need to do to create a proper Estate Plan? • Am I taking full advantage of my employee benefits? • Is there anything I can do to lower my taxes, now or in the future? • Will my family be okay if something terrible happens to me? • Is my emergency fund adequate? • Is my spending aligned with my goals? You can read more about my services here: https://forthrightfinances.com/wealth-builder/ One last, quick note: Unlike 99% of financial advisory firms, I do not have account minimums, nor do I charge so much that you need to have a 6 figure income to afford my fee. My services are intentionally designed so that anyone, regardless of their assets or income, can get honest, straightforward, and comprehensive financial advice. Even if you're starting with $0.
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