Advisor at Principal Asset Management
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Firm
Principal Asset Management
Location
Roseville, CA 95661
Credentials
Series 63, Series 65, Series 66
Industry experience
30 years
David Willy is a financial advisor at Principal Asset Management with 30 years of industry experience. He holds Series 63, Series 65, and Series 66 designations. Prior to his current role, he has been associated with Principal Funds Distributor since 2008. He is also involved with Principal Global Investors, LLC, performing certain functions for the firm and its affiliates. Principal Asset Management is a global asset manager serving a diverse range of institutional and individual clients. The firm offers various investment solutions including discretionary and non-discretionary portfolio management, separately managed accounts, mutual funds, ETFs, and alternative mandates, utilizing both fundamental and quantitative strategies with embedded risk management.
Based on Principal Asset Management
Based on Principal Asset Management
Fixed fees for certain asset allocation or one-time services, typically $1,500 to $2,500.
$0 - $50 million: varies by strategy, e.g., 0.60% - 0.85% $50 million - $100 million: lower tier rates, e.g., 0.55% - 0.75% $100 million+: lowest tier rates, e.g., 0.40% - Negotiable $0 - $150 million: Fixed Income tiered rates, e.g., 0.08% - 0.50% $150 million+: Lower rates, e.g., 0.04% - 0.45% $0 - $5 million: Asset Allocation tiered rates, e.g., 0.45% - 0.10% $5 million - $20 million: lower tier rates, e.g., 0.42% - 0.04% $20 million+: lowest tier rates, e.g., 0.39% - 0.02%
Performance fees available and negotiated individually, e.g., 15% performance fee with 6% hurdle for certain credit strategies.
Account minimum: $10 million to $50 million depending on strategy (equities), generally $25 million to $50 million (fixed income), and $100,000 for Separately Managed Accounts (SMA programs). Fee-only: Fixed fees for asset allocation strategies typically $1,500 to $2,500 per allocation.
1478 Stone Point Drive, Suite 370
Roseville, CA 95661
California
Principal Asset Management
2022 - Present (4 years)
Principal Funds Distributor
2008 - Present (18 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
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Broker-dealer / trader
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Bank
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Trust company
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Fund sponsor
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Is not active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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