Advisor at Purple Dog Investments LLC
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Firm
Purple Dog Investments LLC
Location
Springfield, NJ 07081
Credentials
Series 63, Series 65
Industry experience
30 years
David Steiner is the principal and sole advisor at Purple Dog Investments LLC in Springfield, NJ, holding Series 63 and Series 65 licenses with 30 years of industry experience. He previously worked at Cetera Advisors LLC and Cetera Investment Advisers LLC and is also the owner of Zebulon Tax Advisory LLC, where he provides tax preparation services. In addition, Steiner serves as an adjunct professor at Union County College and holds licenses as a fixed insurance agent, offering life, health, disability, annuities, and long-term care insurance. Purple Dog Investments provides investment advisory and consulting services primarily to individual and high-net-worth clients, utilizing model portfolios on the Charles Schwab platform with a focus on mutual funds and exchange-traded funds. The firm employs discretionary management through predefined model allocations tailored to client objectives and risk tolerances and integrates financial and tax planning alongside investment management.
Based on Purple Dog Investments LLC
Fixed rate for tax consulting services, negotiated with client
0% to 2%, negotiable based on client size and needs
$350 per hour for consulting services
Account minimum: No account minimum is required.
100 Morris Avenue, Suite 101
Springfield, NJ 07081
New Jersey
Cetera
2024 - 2024 (1 year)
Purple Dog Investments, Llc
2019 - Present (7 years)
Cetera Advisors LLC
2016 - 2024 (8 years)
Union County College
2014 - Present (12 years)
Zebulon Tax Advisory Llc
2007 - Present (19 years)
Investors Capital Corporation
2002 - 2016 (14 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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