David Stone
Advisor at Stone Financial
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Stone Financial
Location
Harrison, AR
Credentials
Series 63, Series 65
Industry experience
18 years
About
David Stone is a financial advisor with Stone Financial in Harrison, Arkansas, holding Series 63 and Series 65 licenses and 18 years of industry experience. He has been associated with Stone Financial and related entities since 2005. Outside of his advisory role, he is involved in health and life insurance sales as an independent agent. Stone Financial provides investment advisory services to individual clients through portfolio management, financial planning, and advisory consulting. The firm focuses on mutual funds and exchange-traded funds, often using proprietary model portfolios and modern portfolio theory, and is affiliated with an accounting and tax advisory practice.
Client services
Based on Stone Financial
Financial planning
Portfolio management
Selection of other advisers
Advisory consulting
Fee options
Fixed fees for financial planning and advisory consulting services as above
$15,000 - $349,999: 1.50% $350,000 - $999,999: 1.25% $1,000,000 - $2,999,999: 1.00% $3,000,000 - $4,999,999: 0.75% $5,000,000+: 0.50%
Commission-based compensation for insurance products sold by licensed insurance agents affiliated with the firm
Hourly rate of $150 for pro-rata charges if financial planning or advisory consulting agreements are terminated early
Minimum fee: Minimum annual fee of $250, may be waived at discretion Fee-only: Fixed fees for financial planning services generally range from $3,000 to $5,000 (negotiable) and advisory consulting services generally range from $250 to $1,000 (negotiable)
Location
Harrison, AR
Most active in
David S has reported serving >5 clients in these states in the last 12 months.
Arkansas · Missouri · Texas
Work history
Stone Financial and Wealth Advisors, LLC
2018 - Present (8 years)
Stone Financial and Wealth Advisors, LLC
2012 - Present (14 years)
Stone Financial & Tax Center
2005 - Present (21 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Jeffrey F
Series 66
Harrison, AR
Fountain Financial & Tax
Maurice T
Series 66
Harrison, AR
Deep Roots Capital
Logan S
Series 66
Harrison, AR
Three Sixty Wealth Management, LLC
Zachary G
Series 65
Western Grove, AR
FamilyWealth
Christopher M
Series 63, Series 66
Harrison, AR
Benjamin F. Edwards & Company, Inc.
Charles R
Series 63, Series 66
Harrison, AR
Benjamin F. Edwards & Company, Inc.
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