Advisor at Consolidated Portfolio Review Corp
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Consolidated Portfolio Review Corp
Location
Santa Rosa, CA
Credentials
Series 63, Series 65
Industry experience
23 years
David Lau is a financial advisor at Consolidated Portfolio Review Corp with 23 years of industry experience. He holds Series 63 and Series 65 credentials and has worked at firms including Morgan Stanley Private Bank, N.A., Morgan Stanley Smith Barney LLC, and Gladstone Wealth Partners. Consolidated Portfolio Review Corp provides investment management and financial planning services to individual and institutional clients through a multi-advisor platform. The firm’s approach combines strategic asset allocation with fundamental and technical analysis, offering discretionary and non-discretionary accounts, proprietary model portfolios, and access to independent third-party sub-advisors.
Based on Consolidated Portfolio Review Corp
Flat fees for Annual Planning Services, charged as agreed upon in the Financial Planning Agreement.
$0 - $100,000: 2.50% $100,001 - $250,000: 2.25% $250,001 - $500,000: 2.00% $500,001 - $1,000,000: 1.75% $1,000,001 - $2,000,000: 1.50% $2,000,001 - $5,000,000: 1.25% $5,000,001 - $10,000,000: 1.00% $10,000,001+: 0.75%
Hourly financial planning/consulting fees charged as flat rate per hour, varying by advisor experience and location.
Minimum fee: Minimum annual management fee of $90.00 Fee-only: Advisory fees based on assets under management; no commissions charged within advisory accounts.
Santa Rosa, CA
California
Consolidated Portfolio Review Corp
2023 - Present (3 years)
Gladstone Wealth Partners
2021 - 2023 (2 years)
Morgan Stanley Private Bank, N.A.
2015 - 2021 (6 years)
Morgan Stanley Smith Barney LlC
2009 - 2021 (12 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Series 65
Santa Rosa, CA
Trusted Path Wealth Management, LLC
CFP®, Series 66
Rohnert Park, CA
Northbay Advisors
CFP®, Series 63
Healdsburg, CA
Gemmer, Robert Arden
Series 63, Series 66
Windsor, CA
Integritas Semper, LLC
Series 63, Series 65
Sonoma, CA
Magnum Financial
Series 65
Santa Rosa, CA
Janian Investment Advisers, LLC
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