David La
Advisor at J.P. Morgan Securities
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
J.P. Morgan Securities
Location
Arcadia, CA 91007
Credentials
Series 63, Series 65
Industry experience
21 years
About
David La is a financial advisor with J.P. Morgan Securities in Arcadia, CA, holding Series 63 and Series 65 licenses and possessing 21 years of industry experience. He has worked at J.P. Morgan Securities since 2012 and is also involved with DTLA Capital Holdings, LLC. Outside of advisory work, he is a co-owner and landlord of several rental properties in California. J.P. Morgan Securities provides institutional consulting services to corporations, foundations, and defined contribution plan sponsors, offering asset allocation advice, investment manager searches, and customized performance reporting through a select group of Wealth Advisors. The firm combines large institutional advisory operations with broker-dealer and investment adviser registrations, delivering non-discretionary investment recommendations alongside affiliated brokerage and investment management capabilities.
Client services
Based on J.P. Morgan Securities
Financial planning
Portfolio management
Pension consulting
Selection of other advisers
Fee options
$25 million - $50 million: 0.30% annually $50 million - $100 million: 0.25% annually $100 million - $250 million: 0.20% annually $250 million+: Negotiable
Account minimum: $25 million
Location
700 West Huntington Drive
Arcadia, CA 91007
Most active in
David L has reported serving >5 clients in these states in the last 12 months.
California · Texas
Work history
DTLA Capital Holdings, LLC
2019 - Present (7 years)
Fruitology Lab Inc./dba Fruitology Juices and Smoothies
2014 - 2017 (3 years)
J.P. Morgan Securities
2012 - Present (14 years)
Wamu Investments, Inc.
2008 - Present (18 years)
Washington Mutual
1999 - Present (27 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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