Advisor at OSAIC Institutions, INC.
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
OSAIC Institutions, INC.
Location
Concord, NH 03302
Credentials
Series 63, Series 65
Industry experience
12 years
Fixed or flat fees for financial planning and consulting services up to $20,000; ERISA plan fixed fees up to $100,000
$0+: Negotiable up to 2.50% maximum annually for customized advisory services $0+: Up to 1.25% for ERISA plan services (negotiable) $0+: Up to 1.25% for retirement plan services (negotiable)
Commissions earned on securities and insurance products sold; trail fees may offset advisory fees on annuities; structuring fees up to 0.65% on structured products
Financial planning and consulting hourly fees generally range from $50 to $750 per hour; ERISA plan hourly fees up to $300 per hour
Fee-only: Financial planning hourly fees range from $50 to $750 per hour; fixed fees up to $20,000 depending on complexity; ERISA plan hourly fees up to $300 per hour; fixed fees up to $100,000 for ERISA plans
Infiex Investments, Inc
2023 - Present (3 years)
NH Trust
2023 - Present (3 years)
Ameriprise Financial Services
2022 - 2023 (1 year)
Citizens Bank, N.A
2021 - 2022 (1 year)
Citizens Securities, Inc
2021 - 2022 (1 year)
Citizens Securities Inc.
2017 - 2021 (4 years)
CITIZENS Bank
2017 - 2021 (4 years)
CITIZENS Bank
2014 - 2017 (3 years)
CItizens Securities, Inc
2014 - 2017 (3 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Bridgewater, NH
Merrill
Christopher Neeb is a Senior Financial Advisor at Merrill Lynch Wealth Management, where he is part of a team dedicated to building strong client relationships based on trust and personalized service. His role involves managing wealth with a comprehensive understanding of clients' financial situations to develop strategies that adapt to changing market conditions. He specializes in areas including college education planning, family wealth management strategies, liquidity management, personal retirement planning, and retirement income. Christopher holds professional designations as a Chartered Retirement Planning Counselor (CRPC) and Personal Investment Advisor (PIA). Christopher earned a Bachelor's Degree from the University of Denver. He participates in community activities through volunteering and enjoys personal interests such as fishing, golfing, skiing, and spending time with his family.
Series 66
Meredith, NH
Edward Jones
Series 66
Moultonborough, NH
Edward Jones
Series 63, Series 66
Meredith, NH
Edward Jones
CFP®, ChFC®, Series 66
Meredith, NH
Edward Jones
Series 65
Warren, NH
Nintai Investments LLC
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