Advisor at Caldwell Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Caldwell Advisors, LLC
Location
Brentwood, TN 37027
Credentials
Series 66
Industry experience
1 year
Colin Caldwell is a financial advisor with Caldwell Advisors, LLC, holding a Series 66 designation and approximately one year of industry experience. His prior work includes roles at LPL Financial, Shift4, Simplus, PricewaterhouseCoopers, and Deloitte Consulting. Caldwell Advisors, LLC is a SEC-registered investment adviser with a five-person team managing around $339 million for nearly 500 clients. The firm serves individuals, pension and profit-sharing plans, trusts, foundations, and other institutions, offering portfolio management and financial planning services tailored to client objectives and risk tolerance.
Based on Caldwell Advisors, LLC
$0 - $1,000,000: up to 2.75% $1,000,001 - $5,000,000: up to 2.00% $5,000,001+: up to 1.25%
Registered Representatives may receive commissions on trades outside advisory services, but not on advisory accounts
Fees for Financial Planning & Consulting may vary; specifics not stated
Account minimum: $750,000 Fee-only: Advisory and planning services fees; no commissions on advisory accounts
5210 Maryland Way, Ste 202
Brentwood, TN 37027
Tennessee
Caldwell Advisors, LLC
2025 - Present (1 year)
LPL Financial
2024 - Present (2 years)
Caldwell Advisors, LLC
2024 - 2025 (1 year)
Shift4
2024 - 2024 (1 year)
Simplus
2023 - 2024 (1 year)
Pricewaterhouse Coopers
2022 - 2023 (1 year)
CTC Consulting, LLC
2020 - 2022 (2 years)
Deloitte Consulting, LLP
2017 - 2020 (3 years)
Unemployed
2017 - 2017 (1 year)
Vanderbilt University
2016 - 2017 (1 year)
Trane
2016 - 2016 (1 year)
Vanderbilt University
2015 - 2016 (1 year)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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