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Celia Cayce

Advisor at Private Advisor Group, LLC

Updated today

Location

Mc Minnville, TN 37110

Credentials

Series 63, Series 66

Industry experience

8 years

About

Celia Cayce is a financial advisor at LPL Financial with eight years of industry experience. She holds Series 63 and Series 66 licenses and has previously worked at Edward Jones, Bank of Hawaii, and Wells Fargo Home Mortgage. Cayce also provides investment advisory services through Private Advisor Group, an independent registered investment advisor. LPL Financial offers advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm supports its advisors with in-house research, model portfolios, and a variety of investment solutions, combining large-scale advisory operations with a range of non-advisory financial products.

Client services

Based on Private Advisor Group, LLC

Financial planning Portfolio management Pension consulting Selection of other advisers Newsletters or periodicals Educational seminars or workshops Solicitation/referral

Occupation focus

Based on Private Advisor Group, LLC

Retired Founder/Business Owner

Fee options

Fixed

Registrant can agree to charge a flat fee for specific services or periods, negotiated with clients.

Percentage

Negotiable up to 2.00% annually

Commissions

Certain IARs are registered representatives of LPL and may receive commissions on securities or insurance products sold; commissions vary.

Project-based

Financial planning and consulting fees generally range from $150 to $400 per hour, negotiable.

Other

Minimum fee: Registrant generally does not require an annual minimum fee or asset level for investment advisory services but can set an annual minimum fee or lesser fee at its discretion. Fee-only: Financial planning and consulting fees negotiable on a fixed fee basis or hourly rate basis, generally ranging from $150 to $400 per hour.

Location

1511 Sparta St

Mc Minnville, TN 37110

Most active in

Tennessee · Texas

Work history

Private Advisor Group, LLC

2020 - Present (6 years)

LPL Financial, LLC

2020 - Present (6 years)

Edward Jones

2017 - 2020 (3 years)

Bank of Hawaii

2017 - 2017 (1 year)

Wells Fargo Home Mortgage

2016 - 2017 (1 year)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

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Kelvin D

Series 63, Series 65

Mc Minnville, TN

DMK Advisor Group, Inc.

Kelvin Douglas is a financial advisor with DMK Advisor Group, Inc. in McMinnville, Tennessee, holding Series 63 and Series 65 licenses and bringing 22 years of industry experience. He has worked at DMK Advisor Group since 2019 and has been involved with Douglas & Lanier Agency since 2016, where he serves as Vice President overseeing property, casualty, life, and health insurance. DMK Advisor Group, Inc. is a registered investment adviser and independent broker-dealer managing approximately $84.5 million in client assets. The firm provides portfolio management and financial planning services to individuals, small businesses, trusts, and retirement plans, employing both technical and fundamental analysis with a range of trading approaches based on account type.

Active portfolio management Passive / index investing Wealth management
user avatar

Stephen K

Series 66

Mcminnville, TN

OSAIC Institutions, INC.

Stephen Keck is a financial advisor at OSAIC Institutions, Inc. with 14 years of industry experience. He holds a Series 66 designation and has worked at Infinex Investments, Inc. and Security Federal Savings Bank since 2015. He serves as Senior Vice President of Wealth Management at Security Federal Savings Bank and is a board member and treasurer for Rotary International. Osaic Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services through customized engagements and access to alternative investments. The firm’s advisory approach includes both fundamental and technical analysis, with a notable emphasis on non-discretionary assets and integrated banking relationships.

Annuities Tax-loss harvesting Founder/Business Owner Executive
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Wendy K

Series 66

Mcminnville, TN

OSAIC Institutions, INC.

Wendy Kell is a Series 66 credentialed advisor with six years of industry experience, currently affiliated with OSAIC Institutions, INC. She has worked at Infinex Investments, Inc. since 2015 and serves as Vice President at Security Federal Savings Bank, where she has been employed since 1998. Outside of her advisory work, Kell volunteers as a board member and backup bookkeeper at Covenant Academy and serves as a merit badge counselor for the Boy Scouts of America. OSAIC Institutions serves individuals, charitable organizations, corporations, and retirement plans, offering a range of advisory and brokerage services through customized engagements. The firm utilizes a combination of fundamental and technical analysis and provides access to alternative investments and lending solutions, with a notable emphasis on non-discretionary assets.

Annuities Tax-loss harvesting Founder/Business Owner Executive
user avatar

Daniel S

Series 66

Mc Minnville, TN

Private Advisor Group, LLC

Daniel Sellers is a financial advisor with LPL Financial in McMinnville, Tennessee, holding a Series 66 designation and 12 years of industry experience. He previously worked at Edward Jones from 2014 to 2020 before joining LPL Financial and Private Advisor Group in 2020. Sellers provides investment advisory services through Private Advisor Group, an independent registered investment advisor firm. LPL Financial offers advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, and institutions. The firm supports its investment advice with an in-house research team and provides a broad range of delivery options, from financial planning to third-party asset management, accommodating both advisory and brokerage needs.

Retired Founder/Business Owner
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Jeffery U

CFP®, Series 63

Mcminnville, TN

LPL Financial

Jeffery Uselton is a CFP® with 13 years of experience in the financial industry. He has been with LPL Financial since 2014 and also serves as Executive Vice President and Chief Risk Officer at First National Bank of Middle Tennessee. LPL Financial provides advisory and brokerage services to a diverse client base including individual investors, retirement plan sponsors, institutions, and high-net-worth households, supported by an in-house research team and a broad range of investment and planning solutions.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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Shannon H

Series 66

Mcminnville, TN

LPL Financial

Shannon Haston is a financial advisor with LPL Financial, holding a Series 66 designation and having eight years of industry experience. He has been with LPL Financial and First National Bank of Middle Tennessee since 2016. He is also a Notary Public in McMinnville, Tennessee. LPL Financial provides advisory and brokerage services to a diverse client base, including individual investors, retirement plan sponsors, institutions, and high-net-worth households. The firm offers a wide range of investment solutions supported by an in-house research team and delivers services through a large network of investment adviser representatives.

Wealth management Retirement plans for business owners (SEP, solo 401k) College savings (529s, UTMA, etc.) Tax-loss harvesting Founder/Business Owner Retired
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