Advisor at Caldwell Advisors, LLC
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Caldwell Advisors, LLC
Location
Brentwood, TN 37027
Credentials
Series 63, Series 65
Industry experience
34 years
Billy Caldwell is a financial advisor at Caldwell Advisors, LLC in Brentwood, TN, with 34 years of industry experience. He has held positions at LPL Financial LLC since 2009 and founded Caldwell Advisors, LLC in 2008. Caldwell holds Series 63 and Series 65 licenses and offers long-term care insurance coverage as part of his wealth management services. Caldwell Advisors, LLC is a SEC-registered investment adviser with a five-person team managing approximately $339 million for around 482 clients. The firm serves individuals, pension and profit-sharing plans, trusts, foundations, and other institutions, utilizing a combination of fundamental and technical analysis to tailor portfolios across mutual fund, equity, and fixed-income strategies according to client objectives and risk tolerance.
Based on Caldwell Advisors, LLC
$0 - $1,000,000: up to 2.75% $1,000,001 - $5,000,000: up to 2.00% $5,000,001+: up to 1.25%
Registered Representatives may receive commissions on trades outside advisory services, but not on advisory accounts
Fees for Financial Planning & Consulting may vary; specifics not stated
Account minimum: $750,000 Fee-only: Advisory and planning services fees; no commissions on advisory accounts
5210 Maryland Way, Ste 202
Brentwood, TN 37027
Tennessee · Texas
LPL Financial
2009 - Present (17 years)
Caldwell Advisors, LLC
2008 - Present (18 years)
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Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
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Is not active or affiliated with:
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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