Azim Nakhooda
Advisor at SEIA
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
About
Azim Nakhooda is a financial advisor at SEIA with 27 years of industry experience. He holds a Series 63 designation and has worked at firms including Cadaret Grant & Co., Inc., Cedar Brook Financial Partners, LLC, and Securities America Advisors, Inc. Nakhooda is a board member and volunteer for the Northeast Ohio Arthritis Foundation. SEIA serves individuals, trusts, estates, retirement plans, charitable organizations, and corporations with investment management, financial planning, and consulting services. The firm employs a research-driven investment process combining strategic asset allocation with tactical adjustments and offers both discretionary and non-discretionary managed-account programs.
Client services
Based on SEIA
Financial planning
Portfolio management
Selection of other advisers
Educational seminars or workshops
Fee options
Financial Planning one-time fixed fees; Retirement Plan Consulting flat fees possible
$250,000 - $999,999: 0.90% - 1.50% (Equity/Blended portfolios) $1,000,000 - $2,499,999: 0.70% - 1.30% (Equity/Blended portfolios) $2,500,000 - $4,999,999: 0.60% - 1.20% (Equity/Blended portfolios) $5,000,000 - $9,999,999: 0.50% - 1.10% (Equity/Blended portfolios) $10,000,000+: Negotiable (Equity/Blended portfolios) $250,000 - $999,999: 0.45% - 1.00% (Fixed-Income portfolios) $1,000,000 - $2,499,999: 0.40% - 0.90% (Fixed-Income portfolios) $2,500,000 - $4,999,999: 0.35% - 0.80% (Fixed-Income portfolios) $5,000,000 - $9,999,999: 0.25% - 0.70% (Fixed-Income portfolios) $10,000,000+: Negotiable (Fixed-Income portfolios)
Investment Consulting hourly fees range from $200 to $1,000 per hour; Retirement Plan Consulting hourly fees range $200 to $1,000 per hour
Account minimum: $250,000 (for Investment Management Equity/Blended portfolios household minimum); $500,000 (for Investment Management Fixed-Income portfolios household minimum); $350,000 (recommended minimum for Investment Consulting, smaller portfolios may be accepted at discretion); $100,000 (minimum for AssetMark Platform, may be waived at discretion); no minimum for Retirement Plan Consulting Fee-only: Financial Planning one-time fixed fees (up to $1,200 retainer possible), On-Going Financial Planning fees: 0.03% to 0.60% annually (added on to investment management fee)
Location
5885 Landerbrook Dr., Suite 200
Cleveland, OH 44124
Most active in
Azim N has reported serving >5 clients in these states in the last 12 months.
Ohio · Texas
Work history
Seia Llc
2024 - Present (2 years)
Ses Llc
2024 - Present (2 years)
Cadaret Grant & Co., Inc.
2021 - 2024 (3 years)
CEDAR BROOK FINANCIAL PARTNERS, LLC/DBA Cedar Brook Group
2018 - 2024 (6 years)
Securities America Advisors, Inc.
2013 - 2021 (8 years)
Securities America, inc.
2013 - 2021 (8 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Is not active or affiliated with:
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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