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Arthur Gallo

Advisor at Lombard Advisers Incorporated

Updated today
Lombard Advisers Incorporated logo

Firm

Lombard Advisers Incorporated

Location

York, PA 17402

Credentials

Series 63, Series 65

Industry experience

6 years

Client services

Portfolio management Pension consulting Selection of other advisers

Fee options

Fixed

Fixed subscription-based fees for held away asset management accounts, negotiated individually.

Percentage

$0 - $1,000,000: up to 1.70% $1,000,001 - $3,000,000: up to 1.00% $3,000,001 - $10,000,000: up to 0.75%

Subscriptions

Fixed subscription-based fees for held away asset management accounts, negotiated individually.

Other

Fee-only: Investment advisory fees based on percentage of assets under management; may be negotiated lower; fixed subscription-based fees for held away asset management also offered.

Work history

Lombard Advisers Incorporated

2019 - Present (7 years)

Lombard Securities Incorporated

2019 - Present (7 years)

NYLIFE Securities LLC

2019 - 2019 (1 year)

New York Life Insurance Co

2018 - 2019 (1 year)

Unemployed

2018 - 2018 (1 year)

Delaware University

2014 - 2018 (4 years)

Disclosures

Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.

Business activities & affiliations

David S

Series 66

Mountville, PA

Edward Jones

Retirement income strategy ESG / Sustainable investing Business ownership considerations Family Business Multi-generational wealth transfer Founder/Business Owner Hispanic/Latino/Latinx Intergenerational Families

Kara M

Series 66

York, PA

Fidelity

Kara Mikotowicz is a Planning Consultant at Fidelity Investments, where she collaborates with local Financial Consultants to understand clients' financial situations and assist them in working toward their financial goals. She focuses on helping clients develop financial plans tailored to their priorities and aspirations. Kara's professional experience includes roles as a Financial Advisor at American Wealth Strategy Group from 2021 to 2022, a Senior Financial Consultant at T. Rowe Price from 2020 to 2021, and a Financial Consultant at T. Rowe Price from 2019 to 2020. Through these positions, she has gained experience in financial advising and consulting. Outside of her professional work, Kara enjoys family activities, football, golf, pets, reading, and traveling.

General retirement planning Income planning Cash flow / budgeting

Keith J

Series 63, Series 66

Marietta, PA

Fidelity

Keith Jackson is an Investment Consultant at Fidelity Investments, a position he has held since 2025. He has been with Fidelity Investments since 2015, progressing through various roles including Planning Consultant, Relationship Manager, Active Trader Representative, and Customer Service Advocate. His experience spans client relationship management, financial planning, and investment consulting. In his current role, Keith focuses on understanding clients' financial situations, reviewing available options, and creating tailored investment strategies to meet their goals. Outside of his professional work, he engages in personal interests such as biking, boating, family activities, social events with friends, outdoor adventures, and running.

Wealth management Passive / index investing Active portfolio management Financial Professional

Kara R

Series 66

York, PA

Edward Jones

College savings (529s, UTMA, etc.) Divorce financial planning General estate planning guidance Retirement income strategy Inheritance planning Financial Professional

Ty W

Series 63, Series 65

York, PA

Merrill

Ty Wilkinson is a Senior Financial Advisor with Merrill Lynch Wealth Management, specializing in networking with realtors and supporting business acquisitions through alternative financing solutions tailored to real estate and business transactions. He collaborates with a team of specialists to provide goals-based wealth management services to families, accomplished professionals, and successful business owners, focusing on delivering customized advice and a disciplined investing approach. Wilkinson's expertise includes college education planning, divorce transition planning, personal retirement planning, tax minimization, and retirement income strategies. He holds a bachelor's degree from Shippensburg University. A lifetime resident of central Pennsylvania, he describes himself as passionate, caring, and ambitious, and values cultivating long-term client relationships by providing exceptional service. Outside of work, his interests include hunting, music, skiing, swimming, and watching movies.

Real estate investing Private / alternative investments Business ownership considerations Business exit / sale strategy Wealth management Founder/Business Owner Real Estate Professional Parents Established Professionals

Abby H

Series 66

Columbia, PA

Edward Jones

General estate planning guidance Multi-generational wealth transfer Retirement income strategy Wealth management Doctor or Medical Professional
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