Antonio Rios
Advisor at Whalen Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Advisor at Whalen Financial
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Location
Las Vegas, NV 89113
Credentials
Series 63, Series 66
Industry experience
28 years
Antonio Rios is a financial advisor at Whalen Financial with 28 years of industry experience. He holds Series 63 and Series 66 licenses and has worked at firms including Purshe Kaplan Sterling Investments, Fidelity Investments, Lincoln Financial Services, RBC Capital Markets, Morgan Stanley Smith Barney, and Wells Fargo Advisors. Whalen Financial is a team-based firm managing approximately $192 million for individuals, pension plans, charitable organizations, and businesses. The firm provides discretionary portfolio management and financial planning, utilizing client-specific Investment Policy Statements and a combination of fundamental analysis and modern portfolio theory to guide investment decisions.
Based on Whalen Financial
Based on Whalen Financial
Fixed fee of $3,300 for financial planning plus annual $550 fee.
$0 - $2,000,000: 1.20% $2,000,001 - $5,000,000: 1.00% $5,000,001 - $10,000,000: 0.5% $10,000,001+: 0.35%
Adviser receives commissions from sale of investment products as insurance agent, but commissions are not primary source of compensation.
7160 Rafael Rivera Way, Suite 220
Las Vegas, NV 89113
Nevada
Whalen Wealth Management Inc. DBA Whalen Financial
2024 - Present (2 years)
Purshe Kaplan Sterling Investments
2024 - Present (2 years)
UnEmployed
2023 - 2024 (1 year)
fidelity Investments
2022 - 2023 (1 year)
Unemployed
2021 - 2022 (1 year)
Lincoln Financial Services
2021 - 2021 (1 year)
Unemployed
2021 - 2021 (1 year)
UnEmployed
2020 - 2021 (1 year)
RBC Capital Markets, LLC.
2019 - 2020 (1 year)
Morgan Stanley Smith Barney LlC
2017 - 2019 (2 years)
Wells Fargo Clearing
2016 - 2017 (1 year)
Wells Fargo Advisors, LLc
2012 - 2017 (5 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
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Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
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