Alvin Lam
Advisor at Merrill
Updated today
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Merrill
Location
Pasadena, CA 91101
Credentials
Series 63, Series 66
Industry experience
13 years
About
Alvin Lam is a Senior Financial Advisor at Merrill Lynch Wealth Management. He works with individuals, families, and business owners to develop structured wealth plans aimed at achieving their financial goals. Alvin focuses on helping clients grow, preserve, and transfer their wealth through tax-efficient investment strategies, retirement planning beyond 401(k)s, cash flow management, and coordinated financial decision-making.
Alvin holds a Personal Investment Advisor (PIA) designation and has attended institutions within the California State University System. He provides bilingual services in English, Cantonese, and Chinese. His expertise includes college education planning, family wealth management, legacy planning, special needs planning, portfolio management, and tax minimization.
In addition to his professional work, Alvin is involved with community organizations such as Ability First, the South Pasadena Royal Lions Club, and Taiwanese American Professionals - Los Angeles. His personal interests include golfing, skiing, spending time with family, traveling, and watching movies.
Client services
Based on Merrill
Portfolio management
Pension consulting
Selection of other advisers
Educational seminars or workshops
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Expertise
Wealth management
Private / alternative investments
Retirement income strategy
General estate planning guidance
Planning for children with special needs
Occupation focus
Founder/Business Owner
Doctor or Medical Professional
Demographic focus
LGBTQIA
Mid-Career Professionals
Location
800 E Colorado Blvd
Pasadena, CA 91101
Most active in
Alvin L has reported serving >5 clients in these states in the last 12 months.
California · Texas
Work history
BANK of AMERICA, N.A.
2016 - Present (10 years)
Merrill
2016 - Present (10 years)
Disclosures
Disclosures include customer complaints, regulatory actions, employment terminations, bankruptcies, and certain legal protections.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Real estate agent
They facilitate real estate transactions and may earn commissions.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Is not active or affiliated with:
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
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Series 63, Series 65
Los Angeles, CA
Solomon Investment Consulting, Inc.
Dominic W
Series 65
Los Angeles, CA
MDW Capital Management Corp.
Mark G
Series 63
Los Angeles, CA
Haleakala Investment Advisors
Nirav D
Series 65
Pasadena, CA
Qubera Wealth Management
Dirk H
CFP®, Series 63, Series 65
Los Angeles, CA
HFM Advisors
Mark G
Series 63, Series 65
Studio City, CA
Goldfarb Financial Management, LLC
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