Advisor at Filippini Investment Advisory
Data sourced from SEC public records (and other sources when available). Some details may be added by the advisor after claiming their profile. Refreshed daily • Updated today.
Firm
Filippini Investment Advisory
Location
Santa Barbara, CA 93101
Credentials
Series 63, Series 65
Industry experience
18 years
Alexandro Filippini is a financial advisor with Filippini Investment Advisory in Santa Barbara, CA, holding Series 63 and Series 65 licenses and 18 years of industry experience. His prior roles include positions at Rcx Capital Group, Silver Portal Capital, Montecito Wealth Management, and Filippini Wealth Management. Outside of advisory work, he serves as Vice President of Fundraising for the Hope School PTA in Santa Barbara. Filippini Investment Advisory is a two-advisor firm serving individuals, trusts, foundations, estates, and business plans. The firm employs a fundamental analysis and diversified, long-term asset allocation approach, managing portfolios directly on a non-discretionary basis.
Based on Filippini Investment Advisory
Fixed fees generally as low as $500 but may be substantially higher depending on complexity; billed quarterly
$0 - $250,000: 1.50% $250,001 - $500,000: 1.30% $500,001 - $1,000,000: 1.25% $1,000,001 - $2,000,000: 1.15% $2,000,001 - $3,000,000: 1.00% $3,000,001+: 0.85%
Commission compensation for insurance products and private placement securities through affiliated broker-dealer, not charged by advisory firm
$200 to $500 per hour for financial planning and investment consultation services
Fee-only: Hourly fees from $200 to $500 per hour; Fixed fees starting as low as $500, billed quarterly, may be higher depending on complexity
1203 De La Vina St
Santa Barbara, CA 93101
California
Rcx Capital Group, Llc
2018 - Present (8 years)
Silver Portal Capital Llc
2017 - 2018 (1 year)
Silver Portal Capital, LLC
2013 - 2016 (3 years)
Montecito Wealth Management LLC
2012 - Present (14 years)
Filippini Wealth Management, Inc.
2009 - Present (17 years)
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Is active or affiliated with:
Real estate agent
They facilitate real estate transactions and may earn commissions.
Is not active or affiliated with:
Insurance agent
They sell insurance products and may earn commissions on those sales.
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
Bank
They're affiliated with a bank that may offer its own financial products and services.
Trust company
They provide trust and estate administration services, typically for separate fees.
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
Lawyer
They provide legal services, typically billed separately.
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Series 63, Series 65
Santa Barbara, CA
Double Springs Capital LLC
Series 65
Santa Barbara, CA
Montecito Investment Strategies
Series 63, Series 65
Santa Barbara, CA
Peckham, David A
CFA®, Series 63
Santa Barbara, CA
Placera Capital Management LLC
Series 66
Santa Barbara, CA
Ironcrest Capital Management LLC
Series 66
Santa Barbara, CA
Duran Capital Management, LLC
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")