Z
Zia Investment Advisors
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$23,709,421
Clients
24
0% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
24
TypicalAverage account size
$987,893
About
Zia Investment Advisors provides customized investment management to individuals, high‑net‑worth clients, retirement and pension plans, trusts, estates, charitable foundations and private corporations. The firm manages about $23.7 million on a discretionary basis for roughly 24 client households and generally applies a household minimum of $500,000.
The firm emphasizes long‑term, risk‑adjusted investing tailored to each client's cash flow and risk tolerance, using traditional security analysis methods (charting, fundamental, technical and cyclical) and sensitivity to tax implications and turnover. While focused on long‑term holdings, the strategy set also includes short‑term purchases, trading, margin use and option writing — including uncovered option strategies — with periodic monitoring and at least annual account reviews and regular reporting.
Noteworthy aspects include a relatively small client base with near‑million‑dollar average account sizes and a structure in which the firm’s advisor handles portfolio reviews, compliance and supervision. The firm does not take custody of client assets, does not participate in soft‑dollar arrangements, relies on third‑party research, and accepts a broader set of client types (including private corporations and charitable foundations) than many peers of similar size.
Client services
Portfolio management
Expertise
Options & derivatives strategies
Fee options
$0 - $100,000: $100,000 - $500,000: 1.25-2.00% $500,000 - $1,000,000: 0.85-1.25% $1,000,000+: 0.50-0.85%
Account minimum: $500,000
Main office location
Zia Investment Advisors
Albuquerque NM, United States
Number of offices
1
Most active in
Zia Investment Advisors has reported serving >5 clients in these states in the last 12 months.
Louisiana · New Mexico · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
-
Insurance agent
They sell insurance products and may earn commissions on those sales.
-
Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
-
Bank
They're affiliated with a bank that may offer its own financial products and services.
-
Trust company
They provide trust and estate administration services, typically for separate fees.
-
Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
-
Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
-
Lawyer
They provide legal services, typically billed separately.
-
Real estate agent
They facilitate real estate transactions and may earn commissions.
-
Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Not sure where to start?
We'll help you think it through – whether you ultimately need an advisor or not.
Warmer provides personalized recommendations and introductions to independent fiduciary advisors. We do not supervise advisors, manage or hold assets, guarantee performance, or provide advice about specific investments.
Each advisor listed on our site is an independent fiduciary responsible for their own advice. Warmer may receive fees from advisors for participation or referrals; these fees are paid by advisors and do not affect the fees clients pay for advisory services.
For advisor listings, we rely on sources including public filings and data provided by advisors, and we cannot guarantee that all information is current or accurate. Please review an advisor's Form ADV and do your own diligence before entering into an advisory relationship.
By using our service, you agree to Warmer's Terms of Service and Advisory Agreement and Privacy Policy. Logos provided by Logo.dev
© 2026 Warmer Holdings Inc. ("Warmer")