YH&C Investments Inc.
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$19,383,564
Clients
29
55% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
29
TypicalAverage account size
$668,399
About
The firm primarily serves individual investors and also advises a limited number of retirement and profit-sharing plans. Services include portfolio management (both discretionary and non‑discretionary), strategic and tactical asset allocation, investment research, trading and trade execution, and periodic performance reporting.
The firm’s investment approach emphasizes concentrated equity exposure driven by fundamental company analysis and a mix of growth and value considerations; each client receives an investment policy statement and accounts are reviewed weekly with quarterly performance letters that compare results to broad market indexes. The firm also maintains a model portfolio that is mirrored on a third‑party platform, with trades in the master account replicated for subscribing investors.
Noteworthy for a single‑advisor independent firm, the brochure discloses active online advertising and a public communications program (social media, a monthly newsletter, a firm video and paid search advertising) and a revenue‑sharing relationship tied to the model portfolio on the third‑party platform. The firm also discloses that the principal and the firm may hold the same securities as clients and describes CFA‑based ethics policies, block‑trading and pro‑rata allocation procedures to address those conflicts.
Client services
Portfolio management
Expertise
Active portfolio management
Concentrated stock management
Real estate investing
Occupation focus
Executive
Fee options
Negotiated fixed fees for some clients, billed quarterly, no upfront payment; fees historically for family members, friends, or associates.
$0 - $500,000: 1.00% annually $500,000 - $2,500,000: 0.75% annually $2,500,001+: 0.50% annually
Account minimum: $50,000
Main office location
YH&C Investments Inc.
Las Vegas NV, United States
Number of offices
1
Most active in
YH&C Investments Inc. has reported serving >5 clients in these states in the last 12 months.
California · Nevada
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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