Yale Capital Corp.

Yale Capital Corp. provides discretionary and non‑discretionary investment management and financial planning to high‑net‑worth individuals and families, private investment funds, and U.S. institutions, overseeing roughly $4.04 billion across 112 household accounts. The firm manages portfolios of exchange‑traded securities and bonds and highlights tax‑advantaged holdings—such as master limited partnerships—while generally requiring a $10,000,000 account minimum that may be waived in certain circumstances.

Yale Capital customizes portfolios through fundamental analysis with an emphasis on dividend‑bearing and tax‑efficient asset classes and seeks to limit turnover to reduce tax and transaction costs. Advisers continuously monitor accounts, may use cross‑trades to realize tax losses, and offer targeted assistance for clients holding restricted securities or transitioning after company sales.

Notable features include the firm’s ability to structure performance‑based fee arrangements for qualified clients under Rule 205‑3 and its capacity to act as general partner and maintain custody for client‑related limited partnerships subject to annual surprise verification. The firm’s focus on very large household relationships (and limited service to lower‑net‑worth retail individuals) together with documented procedures to address conflicts from side‑by‑side management, cross‑trading, and custody relationships differentiate it from many peers.