Xpand Investment LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Total assets under management
$900,307
Total clients
6
0% high-net worth
Total advisors
1
of 1 employees
Firm size
Independent
1 advisor
Average clients per advisor
6
Average account size
$150,051
About
Xpand Investments LLC provides customized investment management, financial planning, and consulting to individuals, high-net-worth clients, and small businesses. Services include discretionary portfolio management across treasuries, bonds, equities, ETFs, derivatives, and REITs, plus targeted consulting engagements.
The firm’s process centers on developing a written Investment Policy Statement that defines return objectives, risk tolerance, time horizon, liquidity needs, and tax or legal considerations, which is then implemented through a strategic asset allocation and security selection. Portfolios are reviewed regularly (at least monthly) with quarterly client reporting, and assets are held at independent custodians rather than in firm custody.
Noteworthy for a firm of this type, Xpand publishes regular client newsletters, produces online articles (including paid royalties from platforms such as Seeking Alpha), and offers educational courses and seminars to clients and external participants—clients receive newsletters and education at no cost while external attendees may be charged. The principal’s CFA and international MBA, together with prior university lecturing and corporate training experience and online delivery of content, reflect an educational orientation and broader outreach that is less common among solo independent advisers.
Client services
Financial planning
Portfolio management
Newsletters or periodicals
Educational seminars or workshops
Expertise
General retirement planning
Fee options
Flat fee for financial planning starts at $2,000
$0 - $50,000: 1.2% annually $50,001 - $100,000: 1.1% annually $100,001 - $500,000: 0.9% annually $500,001 - $1,000,000: 0.70% annually $1,000,001 - $5,000,000: 0.45% annually $5,000,001+: 0.25% annually
$200 per hour for financial planning services
Fee-only: Financial planning services billed hourly at $200 per hour or flat fee starting at $2,000
Main office location
Xpand Investment LLC
Chula Vista CA, United States
Number of offices
1
Most active in
Xpand Investment LLC has reported serving >5 clients in these states in the last 12 months.
California
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
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