Wyoming Wealth Management, LLC
Updated today
Data sourced from SEC public records (and other sources when available). Refreshed weekly • Updated today.
Client assets under management
$41,008,807
Clients
138
17% high-net worth
Advisors
1
of 1 employees
Firm type
Independent
1 advisor
Fewer clients per advisor generally means more personalized, proactive service. Higher ratios may reflect streamlined models or lower minimums.
Clients per advisor
138
Very HighAverage account size
$297,165
About
Wyoming Wealth Management provides investment advisory and integrated financial planning to individuals, high‑net‑worth clients, families, trusts, estates, charitable organizations, businesses, and retirement/pension plans. Services described in the brochure include discretionary and non‑discretionary portfolio management, financial planning that is incorporated into advisory services, and retirement/pension plan consulting.
The firm emphasizes a strategic asset allocation approach implemented through a proprietary methodology and uses mutual funds, ETFs, individual equities and options to construct diversified portfolios, with ongoing monitoring and periodic rebalancing. Wyoming Wealth Management applies a mix of analytical techniques—technical, fundamental, cyclical, quantitative and qualitative—and reviews client plans and portfolios at least annually to align investments with each client’s risk tolerance and time horizon.
Distinctive elements relative to many independent advisors include a formal retirement/pension consulting practice that can provide plan‑level and participant‑level advice, performance monitoring, investment policy statements, and participant education (meetings and seminars), and the ability to serve as a 3(21) or 3(38) ERISA fiduciary when negotiated. The firm operates on a fee‑only, AUM‑based billing model and maintains a written business continuity arrangement (a buy/sell agreement) with another advisory firm, a continuity mechanism not commonly highlighted by peers.
Client services
Financial planning
Portfolio management
Pension consulting
Educational seminars or workshops
Expertise
Options & derivatives strategies
Fee options
$0 - $750,000: 1.00% $750,001 - $1,500,000: 0.75% $1,500,001 - $2,500,000: 0.60% $2,500,001 - $5,000,000: 0.50% $5,000,001+: Negotiated
Fee-only: Fee-only investment advisory firm; fees based on tiered AUM schedule as above; retirement/pension plan consulting fees negotiated up to 1.00% of plan assets.
Main office location
Wyoming Wealth Management, LLC
504 Wyoming Avenue, Second Floor
Cincinnati OH 45215, United States
Number of offices
1
Most active in
Wyoming Wealth Management, LLC has reported serving >5 clients in these states in the last 12 months.
Indiana · Kentucky · Ohio · Texas
Disclosures
Firm disclosures are reported in Form ADV Part 1A, Item 11. They include criminal charges, regulatory actions, civil proceedings, and professional disciplinary events involving the firm or its advisory affiliates.
Exclamation point means they have disclosures of this type. Check mark means no disclosures of this type were found.
Business activities & affiliations
These affiliations may expand the services this firm offers and, in some cases, how they are compensated.
Is not active or affiliated with:
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Insurance agent
They sell insurance products and may earn commissions on those sales.
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Broker-dealer / trader
They provide brokerage services and may earn transaction-based compensation in addition to advisory fees.
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Bank
They're affiliated with a bank that may offer its own financial products and services.
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Trust company
They provide trust and estate administration services, typically for separate fees.
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Fund sponsor
They manage or sponsor investment funds and may earn management or performance-based fees if clients invest in them.
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Accountant / CPA / tax prep
They offer tax and accounting services, typically for separate fees.
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Lawyer
They provide legal services, typically billed separately.
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Real estate agent
They facilitate real estate transactions and may earn commissions.
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Other specialized services
They may provide services such as pension consulting or municipal advisory work, typically for separate fees.
Forms ADV
Quick links
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